TICC Capital Corp. 4
4 · TICC Capital Corp. · Filed May 16, 2016
Insider Transaction Report
Form 4
NOVAK STEVEN P
Director
Transactions
- Purchase
Common stock, $0.01 par value
2016-05-12$5.27/sh+1,000$5,269→ 16,474.171 total(indirect: By Spouse) - Purchase
Common stock, $0.01 par value
2016-05-12$5.29/sh+1,000$5,289→ 15,474.171 total(indirect: By Spouse) - Purchase
Common stock, $0.01 par value
2016-05-13$5.32/sh+500$2,660→ 17,474.171 total(indirect: By Spouse) - Purchase
Common stock, $0.01 par value
2016-05-13$5.33/sh+500$2,663→ 16,974.171 total(indirect: By Spouse)
Footnotes (2)
- [F1]The price reported is the weighted average price. The shares were purchased in multiple transactions. The reporting person undertakes to provide to the SEC, the issuer and any security holder of the issuer, upon request, full information regarding the number of shares and the prices at which the shares were purchased.
- [F2]Includes 4,474.1706 shares acquired under the TICC Capital Corp. dividend reinvestment plan since the filing of Mr. Novak's previous beneficial ownership report on Form 4 on November 13, 2008.