Home/Filings/4/0001140361-16-078738
4//SEC Filing

Contango ORE, Inc. 4

Accession 0001140361-16-078738

$CTGOCIK 0001502377operating

Filed

Sep 1, 8:00 PM ET

Accepted

Sep 2, 4:19 PM ET

Size

15.1 KB

Accession

0001140361-16-078738

Insider Transaction Report

Form 4
Period: 2016-08-27
Transactions
  • Exercise/Conversion

    Stock Option (right to buy)

    2016-08-27+5,00035,000 total
    Exercise: $12.75Exp: 2016-09-15Common Stock (5,000 underlying)
  • Exercise/Conversion

    Common Stock, par value $0.01

    2016-08-27$10.00/sh+2,917$29,17082,832 total
  • Exercise/Conversion

    Common Stock, par value $0.01

    2016-08-27$12.75/sh+2,344$29,88674,082 total
  • Exercise/Conversion

    Common Stock, par value $0.01

    2016-08-27$10.00/sh+5,833$58,33079,915 total
  • Exercise/Conversion

    Stock Option (right to buy)

    2016-08-27+5,00020,000 total
    Exercise: $10.00Exp: 2017-12-07Common Stock (5,000 underlying)
  • Exercise/Conversion

    Stock Option (right to buy)

    2016-08-27+10,00025,000 total
    Exercise: $10.00Exp: 2017-07-03Common Stock (10,000 underlying)
Footnotes (3)
  • [F1]On August 27, 2016, the reporting person received 2,344 shares of Common Stock upon the net exercise of 5,000 of the reporting person's stock options that were granted on 9/15/2011. The reporting person forfeited 2,656 shares of Common Stock underlying the stock option in payment of the exercise price resulting from the exercise, using the closing stock price on August 26, 2016, of $24. These options fully vested on September 15, 2013.
  • [F2]On August 27, 2016, the reporting person received 5,833 shares of Common Stock upon the net exercise of 10,000 of the reporting person's stock options that were granted on 7/3/2012. The reporting person forfeited 4,167 shares of Common Stock underlying the stock option in payment of the exercise price resulting from the exercise, using the closing stock price on August 26, 2016, of $24. These options fully vested on July 3, 2014.
  • [F3]On August 27, 2016, the reporting person received 2,917 shares of Common Stock upon the net exercise of 5,000 of the reporting person's stock options that were granted on 12/7/2012. The reporting person forfeited 2,083 shares of Common Stock underlying the stock option in payment of the exercise price resulting from the exercise, using the closing stock price on August 26, 2016, of $24. These options fully vested on December 7, 2014.

Documents

1 file

Issuer

Contango ORE, Inc.

CIK 0001502377

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001502377

Filing Metadata

Form type
4
Filed
Sep 1, 8:00 PM ET
Accepted
Sep 2, 4:19 PM ET
Size
15.1 KB