4//SEC Filing
LIQUIDMETAL TECHNOLOGIES INC 4
Accession 0001140361-16-084667
$LQMTCIK 0001141240operating
Filed
Nov 2, 8:00 PM ET
Accepted
Nov 3, 12:10 PM ET
Size
19.1 KB
Accession
0001140361-16-084667
Insider Transaction Report
Form 4
Lugee Li Yeung Tak
Director10% Owner
Transactions
- Award
Stock Option (right-to-buy)
2016-05-04+700,000→ 700,000 totalExercise: $0.13Exp: 2026-05-04→ Common Stock Par Value $0.001 (700,000 underlying) - Award
Common Stock, $0.001 par value per share
2016-10-26$0.15/sh+200,000,000$30,000,000→ 405,000,000 total(indirect: By Liquidmetal Technology Limited) - Award
Common Stock, $0.001 par value per share
2016-10-26$0.25/sh+100,000,000$25,000,000→ 205,000,000 total(indirect: By Liquidmetal Technology Limited)
Holdings
- 1,360,150
Common Stock, $0.001 par value per share
- 10,066,809(indirect: By Liquidmetals Technology Limited)
Common Stock Purchase Warrant
Exercise: $0.07From: 2016-03-10Exp: 2026-03-10→ Common Stock Par Value $0.001 (10,066,809 underlying)
Footnotes (3)
- [F1]Liquidmetal Technology Limited, a Hong Kong corporation, holds such shares of common stock. Mr. Li is the sole shareholder, executive officer and director of Liquidmetal Technology Limited.
- [F2]Represents an option granted under the Company's 2015 Equity Incentive Plan. The shares covered by the option will vest 20% on the first year anniversary date from the date of grant. Thereafter, the shares covered by the option will vest monthly over 4 years with the option being 100% vested on the fifth anniversary of the date of grant.
- [F3]Liquidmetal Technology Limited holds such common stock purchase warrant. Mr. Li is the sole shareholder, executive officer and director of Liquidmetal Technology Limited.
Documents
Issuer
LIQUIDMETAL TECHNOLOGIES INC
CIK 0001141240
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001141240
Filing Metadata
- Form type
- 4
- Filed
- Nov 2, 8:00 PM ET
- Accepted
- Nov 3, 12:10 PM ET
- Size
- 19.1 KB