4//SEC Filing
LIQUIDMETAL TECHNOLOGIES INC 4
Accession 0001140361-16-088273
$LQMTCIK 0001141240operating
Filed
Nov 29, 7:00 PM ET
Accepted
Nov 30, 5:41 PM ET
Size
16.5 KB
Accession
0001140361-16-088273
Insider Transaction Report
Form 4
Chung Tony
Chief Financial Officer
Transactions
- Purchase
Common Stock
2016-11-28$0.17/sh+47,563$7,881→ 2,003,112 total - Purchase
Common Stock
2016-11-30$0.18/sh+517,518$92,894→ 2,543,821 total - Purchase
Common Stock
2016-11-29$0.17/sh+23,191$3,922→ 2,026,303 total
Holdings
- 1,500,000
Stock Option
Exercise: $0.14Exp: 2025-01-27→ Common Stock (1,500,000 underlying) - 1,500,000
Stock Option
Exercise: $0.07Exp: 2026-02-17→ Common Stock (1,500,000 underlying) - 100,000
Stock Option
Exercise: $0.12Exp: 2020-07-11→ Common Stock (100,000 underlying) - 781,200
Stock Option
Exercise: $0.08Exp: 2023-02-06→ Common Stock (781,200 underlying) - 976,500
Stock Option
Exercise: $0.29Exp: 2024-02-05→ Common Stock (976,500 underlying)
Footnotes (8)
- [F1]The price in Column 4 is a weighted average price. The prices actually paid ranged from $0.164 to $0.167. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
- [F2]The price in Column 4 is a weighted average price. The prices actually paid ranged from $0.166 to $0.17. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
- [F3]The price in Column 4 is a weighted average price. The prices actually paid ranged from $0.175 to $0.18. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
- [F4]The shares covered by the Option vest in five equal annual installments of 20% beginning one year from the date of grant.
- [F5]The shares covered by the Option vest over a 5-year period on the following schedule: the shares vest 20% on the first anniversary date of grant, with the remaining 80% vesting at 1.666% per consecutive calendar month thereafter through and including the fifth anniversary of the date of grant.
- [F6]The shares covered by the Option will vest over a 5-year period on the following schedule: the shares vest 20% on the first anniversary of the date of grant; with the remaining 80% vesting at 1.666% per consecutive calendar month thereafter through and including the fifth anniversary of the date of grant.
- [F7]The shares covered by the Option shall vest 20% on the first year anniversary date from the date of grant. Thereafter, the shares covered by the Option shall vest monthly over 4 years with the Option being 100% vested on the fifth anniversary of the date of grant. Form 4 for option grant was inadvertently not timely filed, but grant was reported on Form 8-K filed by issuer on February 9, 2015.
- [F8]The shares covered by the Option shall vest 20% on the first year anniversary date from the date of grant. Thereafter, the shares covered by the Option shall vest monthly over 4 years with the Option being 100% vested on the fifth anniversary of the date of grant.
Documents
Issuer
LIQUIDMETAL TECHNOLOGIES INC
CIK 0001141240
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001141240
Filing Metadata
- Form type
- 4
- Filed
- Nov 29, 7:00 PM ET
- Accepted
- Nov 30, 5:41 PM ET
- Size
- 16.5 KB