4//SEC Filing
CASTLE A M & CO 4
Accession 0001140361-17-000499
CIK 0000018172operating
Filed
Jan 3, 7:00 PM ET
Accepted
Jan 4, 5:56 PM ET
Size
9.5 KB
Accession
0001140361-17-000499
Insider Transaction Report
Form 4
CASTLE A M & COCASL
KNOPP RONALD E
Vice President, Operations
Transactions
- Tax Payment
Common Stock
2016-12-31$0.25/sh−1,129$285→ 11,152 total - Exercise/Conversion
Common Stock
2016-12-31+3,632→ 12,281 total - Exercise/Conversion
Restricted Stock Units
2016-12-31−3,632→ 0 totalFrom: 2016-12-31Exp: 2016-12-31→ Common Stock (3,632 underlying)
Holdings
- 8,957.784(indirect: Retirement Account)
Common Stock
Footnotes (3)
- [F1]Each restricted stock unit converted into a share of A.M. Castle & Co. common stock on a one-for-one basis upon vesting on December 31, 2016.
- [F2]Between January 1, 2016 and December 31, 2016, Reporting Person's balance decreased by 18.286 shares of common stock under the A.M. Castle & Co. 401(k) Plan. The information in this report is based upon a plan statement dated as of December 31, 2016.
- [F3]As of December 31, 2016, Reporting Person also owns options to purchase an aggregate of 202,605 shares of Issuer's common stock. Reporting Person also owns 9,147 unvested restricted stock units.
Documents
Issuer
CASTLE A M & CO
CIK 0000018172
Entity typeoperating
IncorporatedMD
Related Parties
1- filerCIK 0000018172
Filing Metadata
- Form type
- 4
- Filed
- Jan 3, 7:00 PM ET
- Accepted
- Jan 4, 5:56 PM ET
- Size
- 9.5 KB