CASTLE A M & CO 4
4 · CASTLE A M & CO · Filed Jan 4, 2017
Insider Transaction Report
Form 4
CASTLE A M & COCASL
KNOPP RONALD E
Vice President, Operations
Transactions
- Tax Payment
Common Stock
2016-12-31$0.25/sh−1,129$285→ 11,152 total - Exercise/Conversion
Common Stock
2016-12-31+3,632→ 12,281 total - Exercise/Conversion
Restricted Stock Units
2016-12-31−3,632→ 0 totalFrom: 2016-12-31Exp: 2016-12-31→ Common Stock (3,632 underlying)
Holdings
- 8,957.784(indirect: Retirement Account)
Common Stock
Footnotes (3)
- [F1]Each restricted stock unit converted into a share of A.M. Castle & Co. common stock on a one-for-one basis upon vesting on December 31, 2016.
- [F2]Between January 1, 2016 and December 31, 2016, Reporting Person's balance decreased by 18.286 shares of common stock under the A.M. Castle & Co. 401(k) Plan. The information in this report is based upon a plan statement dated as of December 31, 2016.
- [F3]As of December 31, 2016, Reporting Person also owns options to purchase an aggregate of 202,605 shares of Issuer's common stock. Reporting Person also owns 9,147 unvested restricted stock units.