Home/Filings/4/0001140361-17-025195
4//SEC Filing

ORION ENERGY SYSTEMS, INC. 4

Accession 0001140361-17-025195

$OESXCIK 0001409375operating

Filed

Jun 14, 8:00 PM ET

Accepted

Jun 15, 4:56 PM ET

Size

12.4 KB

Accession

0001140361-17-025195

Insider Transaction Report

Form 4
Period: 2017-06-13
Transactions
  • Award

    Common Stock

    2017-06-13+17,60984,555 total
Holdings
  • Stock Options (right to buy)

    Exercise: $2.03From: 2013-06-12Exp: 2022-06-12Common Stock (26,646 underlying)
    26,646
  • Stock Options (right to buy)

    Exercise: $2.41From: 2013-12-31Exp: 2023-05-28Common Stock (36,568 underlying)
    36,568
  • Stock Options (right to buy)

    Exercise: $3.46From: 2011-05-18Exp: 2020-05-18Common Stock (19,912 underlying)
    19,912
  • Stock Options (right to buy)

    Exercise: $3.78From: 2010-05-19Exp: 2019-05-19Common Stock (10,583 underlying)
    10,583
  • Stock Options (right to buy)

    Exercise: $4.19From: 2012-05-23Exp: 2021-05-23Common Stock (22,045 underlying)
    22,045
Footnotes (6)
  • [F1]Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 13, 2018, 2019 and 2020, respectively.
  • [F2]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 19, 2009, became fully exercisable on May 19, 2012.
  • [F3]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 18, 2010, vested and became exercisable in three equal installments on May 18, 2011, 2012 and 2013, respectively.
  • [F4]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 23, 2011, vested and became exercisable in three equal installments on May 23, 2012, 2013 and 2014, respectively.
  • [F5]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted June 12, 2012, vested and became exercisable in three equal installments on June 12, 2013, 2014 and 2015, respectively.
  • [F6]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 28, 2013, vested and became exercisable in three equal installments on December 31, 2013, 2014 and 2015, respectively.

Documents

1 file

Issuer

ORION ENERGY SYSTEMS, INC.

CIK 0001409375

Entity typeoperating
IncorporatedWI

Related Parties

1
  • filerCIK 0001409375

Filing Metadata

Form type
4
Filed
Jun 14, 8:00 PM ET
Accepted
Jun 15, 4:56 PM ET
Size
12.4 KB