Cornell James W 4
4 · 22nd Century Group, Inc. · Filed Aug 17, 2017
Insider Transaction Report
Form 4
Cornell James W
Director
Transactions
- Tax Payment
Common Stock
2017-08-15$221.00/sh−8,553$1,890,213→ 167,947 total - Exercise of In-Money
Warrant to Purchase
2017-08-15−31,500→ 0 totalExercise: $0.60From: 2012-11-09Exp: 2017-11-09→ Common Stock (31,500 underlying) - Exercise of In-Money
Common Stock
2017-08-15$0.60/sh+31,500$18,900→ 176,500 total
Holdings
- 100,000
Non-Qualified Stock Option
Exercise: $1.39Exp: 2022-05-24→ Common Stock (100,000 underlying) - 138,376
Non-Qualified Stock Option
Exercise: $0.95From: 2017-03-04Exp: 2021-03-04→ Common Stock (138,376 underlying) - 100,000
Non-Qualified Stock Option
Exercise: $1.43From: 2015-03-03Exp: 2020-03-03→ Common Stock (100,000 underlying) - 60,000
Non-Qualified Stock Option
Exercise: $0.69From: 2012-05-18Exp: 2022-05-18→ Common Stock (60,000 underlying) - 50,000
Non-Qualified Stock Option
Exercise: $0.80From: 2013-02-25Exp: 2023-02-25→ Common Stock (50,000 underlying)
Footnotes (2)
- [F1]Non-Qualified Stock Options which vest 100% on April 1, 2018.
- [F2]The Reporting Owner exercised warrant shares via a cashless exercise.