4//SEC Filing
Dunn Joseph A 4
Accession 0001140361-17-032595
CIK 0001347858other
Filed
Aug 16, 8:00 PM ET
Accepted
Aug 17, 4:11 PM ET
Size
14.3 KB
Accession
0001140361-17-032595
Insider Transaction Report
Form 4
Dunn Joseph A
Director
Transactions
- Tax Payment
Common Stock
2017-08-15$2.21/sh−8,553$18,902→ 107,947 total - Exercise of In-Money
Common Stock
2017-08-15$0.60/sh+31,500$18,900→ 116,500 total - Exercise of In-Money
Warrant to Purchase
2017-08-15−31,500→ 0 totalExercise: $0.60From: 2012-11-09Exp: 2017-11-09→ Common Stock (31,500 underlying)
Holdings
- 100,000
Non-Qualified Stock Option
Exercise: $1.43From: 2016-03-03Exp: 2020-03-03→ Common Stock (100,000 underlying) - 100,000
Non-Qualified Stock Option
Exercise: $1.39Exp: 2022-05-24→ Common Stock (100,000 underlying) - 138,376
Non-Qualified Stock Option
Exercise: $0.95From: 2017-03-04Exp: 2026-03-04→ Common Stock (138,376 underlying) - 60,000
Non-Qualified Stock Option
Exercise: $0.69From: 2012-05-18Exp: 2022-05-18→ Common Stock (60,000 underlying) - 50,000
Non-Qualified Stock Option
Exercise: $0.80From: 2013-02-25Exp: 2023-02-25→ Common Stock (50,000 underlying)
Footnotes (2)
- [F1]Non-Qualified Stock Options which vest 100% on April 1, 2018.
- [F2]The Reporting Owner exercised warrant shares via a cashless exercise.
Documents
Issuer
22nd Century Group, Inc.
CIK 0001347858
Entity typeother
Related Parties
1- filerCIK 0001522460
Filing Metadata
- Form type
- 4
- Filed
- Aug 16, 8:00 PM ET
- Accepted
- Aug 17, 4:11 PM ET
- Size
- 14.3 KB