Kuersteiner Richard Lee 4
4 · DYNEGY INC. · Filed Nov 3, 2017
Insider Transaction Report
Form 4
DYNEGY INC.DYN
Kuersteiner Richard Lee
Director
Transactions
- Conversion
Common Stock
2017-11-01+22,932→ 58,443 total - Conversion
Series A Mandatory Convertible Preferred Stock
2017-11-01−7,109→ 0 total→ Common Stock (22,932 underlying)
Footnotes (2)
- [F1]The reporting person's shares of Series A Mandatory Convertible Preferred Stock were mandatorily converted on November 1, 2017 (the "Mandatory Conversion Date") pursuant to the terms of the Certificate of Designation. On the Mandatory Conversion Date each share of preferred stock was automatically converted into 3.2258 shares of the Company's Common Stock.
- [F2]Amount includes 15,152 restricted stock units that vest on May 18, 2018.