4//SEC Filing
Kuersteiner Richard Lee 4
Accession 0001140361-17-040955
CIK 0001379895other
Filed
Nov 2, 8:00 PM ET
Accepted
Nov 3, 4:05 PM ET
Size
7.3 KB
Accession
0001140361-17-040955
Insider Transaction Report
Form 4
DYNEGY INC.DYN
Kuersteiner Richard Lee
Director
Transactions
- Conversion
Common Stock
2017-11-01+22,932→ 58,443 total - Conversion
Series A Mandatory Convertible Preferred Stock
2017-11-01−7,109→ 0 total→ Common Stock (22,932 underlying)
Footnotes (2)
- [F1]The reporting person's shares of Series A Mandatory Convertible Preferred Stock were mandatorily converted on November 1, 2017 (the "Mandatory Conversion Date") pursuant to the terms of the Certificate of Designation. On the Mandatory Conversion Date each share of preferred stock was automatically converted into 3.2258 shares of the Company's Common Stock.
- [F2]Amount includes 15,152 restricted stock units that vest on May 18, 2018.
Documents
Issuer
DYNEGY INC.
CIK 0001379895
Entity typeother
Related Parties
1- filerCIK 0001481631
Filing Metadata
- Form type
- 4
- Filed
- Nov 2, 8:00 PM ET
- Accepted
- Nov 3, 4:05 PM ET
- Size
- 7.3 KB