Chung Tony 4
4 · LIQUIDMETAL TECHNOLOGIES INC · Filed Nov 20, 2017
Insider Transaction Report
Form 4
Chung Tony
Chief Financial Officer
Transactions
- Sale
Common Stock
2017-11-16$0.20/sh−3,417,861$696,560→ 85,250 total
Holdings
- 732,374
Stock Option
Exercise: $0.08Exp: 2018-08-16→ Common Stock (732,374 underlying) - 100,000
Stock Option
Exercise: $0.12Exp: 2018-08-16→ Common Stock (100,000 underlying) - 825,000
Stock Option
Exercise: $0.14Exp: 2018-08-16→ Common Stock (825,000 underlying) - 732,375
Stock Option
Exercise: $0.29Exp: 2018-08-16→ Common Stock (732,375 underlying) - 500,000
Stock Option
Exercise: $0.07Exp: 2018-08-16→ Common Stock (500,000 underlying)
Footnotes (2)
- [F1]The price in Column 4 is a weighted average price. The prices actually paid ranged from $0.2015 to $0.2090. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
- [F2]The shares covered by the option are now vested and exercisable until August 16, 2018 due to the separation of the reporting person as an employee of the issuer and his new status as a director.