Bommer Peter A. 4

Accession 0001140361-18-017076

CIK 0000867665other

Filed

Apr 3, 8:00 PM ET

Accepted

Apr 4, 4:24 PM ET

Size

22.7 KB

Accession

0001140361-18-017076

Form 4

Period: 2018-04-04

VP - Engineering

Transactions

Award
Abraxas Petroleum Common Stock
2018-04-01$2.19/sh+28,539$62,500→ 299,001 total
Purchase
Abraxas Petroleum Common Stock
2018-03-31$2.20/sh+4,302$9,464→ 37,979 total(indirect: 401-K)
Exercise/Conversion
Performance-based Restricted Stock Unit
2018-04-01$2.19/sh+28,539$62,500→ 28,539 total
From: 2021-04-01→ Abraxas Petroleum Common Stock (28,539 underlying)

Holdings

Employee Stock Option
Exercise: $1.75From: 2010-10-05Exp: 2019-10-05→ Abraxas Petroleum Common Stock (31,875 underlying)
31,875
Employee Stock Option
Exercise: $3.61From: 2008-09-05Exp: 2017-09-05→ Abraxas Petroleum Common Stock (5,000 underlying)
5,000
Employee Stock Option
Exercise: $3.15From: 2015-03-11Exp: 2024-03-11→ Abraxas Petroleum Common Stock (25,000 underlying)
25,000
Employee Stock Option
Exercise: $2.39From: 2014-05-14Exp: 2023-05-14→ Abraxas Petroleum Common Stock (23,500 underlying)
23,500
Employee Stock Option
Exercise: $3.55From: 2012-08-09Exp: 2021-08-09→ Abraxas Petroleum Common Stock (25,000 underlying)
25,000
Employee Stock Option
Exercise: $2.09From: 2011-03-16Exp: 2020-03-16→ Abraxas Petroleum Common Stock (35,900 underlying)
35,900
Employee Stock Option
Exercise: $0.99From: 2010-03-17Exp: 2019-03-17→ Abraxas Petroleum Common Stock (7,500 underlying)
7,500
Employee Stock Option
Exercise: $0.97From: 2017-03-15Exp: 2026-03-15→ Abraxas Petroleum Common Stock (148,000 underlying)
148,000
Employee Stock Option
Exercise: $3.16From: 2016-03-03Exp: 2025-03-03→ Abraxas Petroleum Common Stock (200,000 underlying)
200,000
Employee Stock Option
Exercise: $3.74From: 2013-03-08Exp: 2022-03-08→ Abraxas Petroleum Common Stock (10,500 underlying)
10,500
Employee Stock Option
Exercise: $4.72From: 2012-03-15Exp: 2021-03-15→ Abraxas Petroleum Common Stock (15,000 underlying)
15,000

Footnotes (3)

[F1]Employer match to 401-K for the year ended December 31, 2017.
[F2]Each performance-based restricted stock unit (RSU) represents the right to receive, following vesting, up to 200% of one share of Abraxas Petroleum common stock. The resulting number of shares oaf Abraxas Petroleum common Stock acquired upon vesting of the performance-based RSUs is contingent upon the acheivement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on April 1, 2018 and ending on April 1, 2021.
[F3]Unless earlier forfeited under the terms of the performance-based RSU, each performance-base RSU vest and converts into no more than 200% of one share of Abraxas Petroleum common stock three years after the grant date.

Documents

1 file

ABRAXAS PETROLEUM CORP

CIK 0000867665

Entity typeother