ORION ENERGY SYSTEMS, INC.·4

Jun 11, 5:48 PM ET

Williamson Mark C 4

4 · ORION ENERGY SYSTEMS, INC. · Filed Jun 11, 2018

Insider Transaction Report

Form 4
Period: 2018-06-07
Transactions
  • Award

    Common Stock

    2018-06-07+20,250104,805 total
  • Purchase

    Common Stock

    2018-06-08$0.88/sh+9,000$7,946113,805 total
Holdings
  • Stock Options (right to buy)

    Exercise: $3.78From: 2010-05-19Exp: 2019-05-19Common Stock (10,583 underlying)
    10,583
  • Stock Options (right to buy)

    Exercise: $3.46From: 2011-05-18Exp: 2020-05-18Common Stock (19,912 underlying)
    19,912
  • Stock Options (right to buy)

    Exercise: $2.03From: 2013-06-12Exp: 2022-06-12Common Stock (26,646 underlying)
    26,646
  • Stock Options (right to buy)

    Exercise: $4.19From: 2012-05-23Exp: 2021-05-23Common Stock (22,045 underlying)
    22,045
  • Stock Options (right to buy)

    Exercise: $2.41From: 2013-12-31Exp: 2023-05-28Common Stock (36,568 underlying)
    36,568
Footnotes (6)
  • [F1]Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 7, 2019, 2020 and 2021, respectively.
  • [F2]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 19, 2009, became fully exercisable on May 19, 2012.
  • [F3]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 18, 2010, vested and became exercisable in three equal installments on May 18, 2011, 2012 and 2013, respectively.
  • [F4]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 23, 2011, vested and became exercisable in three equal installments on May 23, 2012, 2013 and 2014, respectively.
  • [F5]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted June 12, 2012, vested and became exercisable in three equal installments on June 12, 2013, 2014 and 2015, respectively.
  • [F6]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 28, 2013, vested and became exercisable in three equal installments on December 31, 2013, 2014 and 2015, respectively.

Documents

1 file
  • 4
    doc1.xmlPrimary

    FORM 4