Altschaefl Michael W 4

4 · ORION ENERGY SYSTEMS, INC. · Filed Jun 13, 2018

Form 4

Period: 2018-06-11

Director

Transactions

Holdings

Stock Options (right to buy)
Exercise: $2.41From: 2013-12-31Exp: 2023-05-28→ Common Stock (36,568 underlying)
36,568
Stock Options (right to buy)
Exercise: $3.46From: 2011-05-18Exp: 2020-05-18→ Common Stock (19,912 underlying)
19,912
Stock Options (right to buy)
Exercise: $4.19From: 2012-05-23Exp: 2021-05-23→ Common Stock (22,045 underlying)
22,045
Stock Options (right to buy)
Exercise: $3.81From: 2010-10-30Exp: 2019-10-30→ Common Stock (5,291 underlying)
5,291
Stock Options (right to buy)
Exercise: $2.03From: 2013-06-12Exp: 2022-06-12→ Common Stock (26,646 underlying)
26,646

Footnotes (5)

[F1]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted October 30, 2009, vested and became exercisable in three equal installments on October 30, 2010, 2011 and 2012, respectively.
[F2]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 18, 2010, vested and became exercisable in three equal installments on May 18, 2011, 2012 and 2013, respectively.
[F3]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 23, 2011, vested and became exercisable in three equal installments on May 23, 2012, 2013 and 2014, respectively.
[F4]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted June 12, 2012, vested and became exercisable in three equal installments on June 12, 2013, 2014 and 2015, respectively.
[F5]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 28, 2013, vested and became exercisable in three equal installments on December 31, 2013, 2014 and 2015, respectively.

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