Gaulding John 4
4 · Energous Corp · Filed Jun 15, 2018
Insider Transaction Report
Form 4
Energous CorpWATT
Gaulding John
Director
Transactions
- Exercise/Conversion
Common Stock
2018-06-13+5,836→ 117,224 total - Exercise/Conversion
Restricted Stock Units
2018-06-13−5,836→ 5,837 total→ Common Stock (5,836 underlying) - Sale
Common Stock
2018-06-15$16.10/sh−4,096$65,964→ 113,128 total
Footnotes (5)
- [F1]Vesting of restricted stock units ("RSU") granted to the reporting person on June 13, 2016.
- [F2]Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock unit grant reported in Table II.
- [F3]Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $16.05 to $16.13 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.
- [F4]Each RSU represents a contingent right to receive one share of common stock.
- [F5]The RSUs vest in three equal annual installments on June 13, 2017, 2018, and 2019.