4//SEC Filing
SPITCAUFSKY LARRY 4
Accession 0001140361-18-044873
CIK 0001106838other
Filed
Dec 9, 7:00 PM ET
Accepted
Dec 10, 6:13 PM ET
Size
63.1 KB
Accession
0001140361-18-044873
Insider Transaction Report
Form 4
SPITCAUFSKY LARRY
Director10% Owner
Transactions
- Purchase
Common Stock
2018-12-07$1.84/sh+2,000$3,680→ 89,689 total(indirect: By Trust) - Will/Inheritance
Warrants (right to buy)
2018-01-18$70.00/sh−708$49,560→ 2,125 total(indirect: By Trust)Exercise: $0.00From: 2014-01-31Exp: 2019-01-01→ Common Stock (708 underlying) - Will/Inheritance
Common Stock
2018-01-18−10,000→ 0 total(indirect: By Trust) - Award
Common Stock
2017-12-13+4,689→ 74,689 total(indirect: By Trust) - Sale
Common Stock
2018-05-25$3.11/sh−475$1,477→ 100,464 total(indirect: By Trust) - Sale
Common Stock
2018-06-04$3.04/sh−1,000$3,040→ 94,689 total(indirect: By Trust) - Will/Inheritance
Common Stock
2018-01-18+5,000→ 16,738 total(indirect: By Trust) - Sale
Common Stock
2018-05-21$3.19/sh−1,000$3,190→ 101,689 total(indirect: By Trust) - Sale
Common Stock
2018-05-29$3.02/sh−775$2,341→ 99,689 total(indirect: By Trust) - Sale
Common Stock
2018-05-29$3.07/sh−448$1,375→ 99,241 total(indirect: By Trust) - Sale
Common Stock
2018-05-29$3.08/sh−552$1,700→ 98,689 total(indirect: By Trust) - Sale
Common Stock
2018-05-30$3.06/sh−1,000$3,060→ 97,689 total(indirect: By Trust) - Purchase
Common Stock
2018-11-19$1.92/sh+1,262$2,423→ 18,000 total(indirect: By Trust) - Will/Inheritance
Warrants (right to buy)
2018-01-18$55.00/sh−708$38,940→ 2,125 total(indirect: By Trust)Exercise: $0.00From: 2014-01-31Exp: 2019-01-01→ Common Stock (708 underlying) - Sale
Common Stock
2018-06-04$3.05/sh−1,000$3,050→ 95,689 total(indirect: By Trust) - Sale
Common Stock
2018-06-05$3.21/sh−700$2,247→ 92,989 total(indirect: By Trust) - Sale
Common Stock
2018-06-05$3.16/sh−1,000$3,160→ 90,689 total(indirect: By Trust) - Sale
Common Stock
2018-06-05$3.12/sh−1,000$3,120→ 88,689 total(indirect: By Trust) - Purchase
Common Stock
2018-11-20$1.84/sh+1,311$2,412→ 19,311 total(indirect: By Trust) - Purchase
Common Stock
2018-11-23$1.82/sh+406$739→ 5,906 total(indirect: By Trust) - Will/Inheritance
Warrants (right to buy)
2018-01-18$70.00/sh−709$49,630→ 709 total(indirect: By Trust)Exercise: $0.00From: 2014-01-31Exp: 2019-01-01→ Common Stock (709 underlying) - Will/Inheritance
Common Stock
2018-01-18+5,000→ 5,000 total(indirect: By Trust) - Sale
Common Stock
2018-05-17$3.35/sh−2,000$6,700→ 102,689 total(indirect: By Trust) - Sale
Common Stock
2018-05-21$3.25/sh−750$2,438→ 100,939 total(indirect: By Trust) - Sale
Common Stock
2018-05-31$3.03/sh−1,000$3,030→ 96,689 total(indirect: By Trust) - Sale
Common Stock
2018-06-04$3.02/sh−1,000$3,020→ 93,689 total(indirect: By Trust) - Purchase
Common Stock
2018-11-26$1.83/sh+689$1,261→ 20,000 total(indirect: By Trust) - Will/Inheritance
Warrants (right to buy)
2018-01-18$70.00/sh−1,417$99,190→ 0 total(indirect: By Trust)Exercise: $0.00From: 2014-01-31Exp: 2019-01-01→ Common Stock (1,417 underlying) - Purchase
Common Stock
2018-12-06$1.76/sh+2,094$3,685→ 8,000 total(indirect: By Trust) - Will/Inheritance
Warrants (right to buy)
2018-01-18$55.00/sh−709$38,995→ 709 total(indirect: By Trust)Exercise: $0.00From: 2014-01-31Exp: 2019-01-01→ Common Stock (709 underlying) - Will/Inheritance
Warrants (right to buy)
2018-01-18$55.00/sh−1,417$77,935→ 0 total(indirect: By Trust)Exercise: $0.00From: 2014-01-31Exp: 2019-01-01→ Common Stock (1,417 underlying) - Sale
Common Stock
2018-06-05$3.18/sh−1,300$4,134→ 91,689 total(indirect: By Trust) - Sale
Common Stock
2018-06-05$3.14/sh−1,000$3,140→ 89,689 total(indirect: By Trust) - Sale
Common Stock
2018-06-05$3.10/sh−1,000$3,100→ 87,689 total(indirect: By Trust) - Purchase
Common Stock
2018-11-19$1.90/sh+500$950→ 5,500 total(indirect: By Trust)
Footnotes (3)
- [F1]The beneficiary of the Beverly Sue Spitcaufsky Trust passed away in December 2017, and the shares of common stock of the Issuer and the warrants to purchase shares of common stock of the Issuer owned by the Beverly Sue Spitcaufsky Trust were transferred, in equal parts, to Larry S. Spitcaufsky Trust and Larry Spitcaufsky and Nancy Eisner TTEE The Nancy Spitcaufsky Eisner Trust U/A DTD 10/19/1987 on January 18, 2018.
- [F2]This amount includes the 30,000 shares of common stock owned by Larry Steve Spitcausfky TTEE Larry S Spitcaufsky Family Tru U/A DTD 08/23/1995 reported on the Form 4 filed by the Reporting Person on May 11, 2018. The Larry Steve Spitcausfky TTEE Larry S Spitcaufsky Family Tru U/A DTD 08/23/1995 is the same trust as the Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88, though using a differently styled name. The amount indicated shows the cumulative shares owned by the trust.
- [F3]Shares acquired pursuant to the Issuer's director compensation policy, which permits directors to elect to receive shares of common stock of the Issuer in lieu of receiving their quarterly retainer in cash.
Documents
Issuer
Chanticleer Holdings, Inc.
CIK 0001106838
Entity typeother
Related Parties
1- filerCIK 0001599318
Filing Metadata
- Form type
- 4
- Filed
- Dec 9, 7:00 PM ET
- Accepted
- Dec 10, 6:13 PM ET
- Size
- 63.1 KB