SPITCAUFSKY LARRY 4
4 · Chanticleer Holdings, Inc. · Filed Nov 21, 2019
Insider Transaction Report
Form 4
SPITCAUFSKY LARRY
Director10% Owner
Transactions
- Other
Warrants (right to buy)
2019-11-21−400,000→ 0 total(indirect: By Trust)Exercise: $3.50From: 2017-11-04Exp: 2027-05-04→ Common Stock (400,000 underlying)
Footnotes (1)
- [F1]Pursuant to a Securities Exchange Agreement, dated October 31, 2019, the Larry Spitcausfky Trust UTD 1-19-88 agreed to transfer warrants to purchase 400,000 shares of common stock of the Issuer at $3.50 per share along with $2,000,000 of Issuer debentures in exchange for $2,060,000 of debentures issued by a private third party. The transfer was completed on November 21, 2019. No cash consideration was paid for the transfer of the debentures or warrants.