Trident VI, L.P. 4
4 · Home Point Capital Inc. · Filed Feb 4, 2021
Insider Transaction Report
Form 4
Trident VI, L.P.
10% Owner
Transactions
- Sale
Common Stock
2021-02-02$12.15/sh−2,974,174$36,151,085→ 53,924,166 total(indirect: See Footnotes) - Sale
Common Stock
2021-02-02$12.15/sh−3,798,956$46,176,310→ 68,878,127 total(indirect: See Footnotes) - Sale
Common Stock
2021-02-02$12.15/sh−63,033$766,166→ 1,142,824 total(indirect: See Footnotes) - Sale
Common Stock
2021-02-02$12.15/sh−211,018$2,564,924→ 3,825,918 total(indirect: See Footnotes)
Footnotes (7)
- [F1]This amount represents the $13.00 initial public offering price per share of Issuer common stock ("Common Stock") less the underwriting discount of $0.845 per share for shares sold in the Issuer's initial public offering.
- [F2]Reflects securities held directly by Trident VI, L.P.
- [F3]Reflects securities held directly by Trident VI Parallel Fund, L.P.
- [F4]Reflects securities held directly by Trident VI DE Parallel Fund, L.P.
- [F5]Reflects securities held directly by Trident VI Professionals Fund, L.P. (collectively, Trident VI, L.P., Trident VI Parallel Fund, L.P., Trident VI DE Parallel Fund, L.P. and Trident VI Professionals Fund, L.P. shall be referred to as the "Trident VI Partnerships").
- [F6]The general partner of each of Trident VI, L.P., Trident VI Parallel Fund, L.P. and Trident VI DE Parallel Fund, L.P. is Trident Capital VI, L.P. The general partner of Trident VI Professionals Fund, L.P. is Stone Point GP Ltd. Pursuant to certain management agreements, Stone Point Capital LLC has received delegated authority by Trident Capital VI, L.P. and Stone Point GP Ltd. relating to the Trident VI Partnerships, provided that the delegated discretion to exercise voting rights may not be exercised on behalf of any of the Trident VI Partnerships without first receiving direction from the Investment Committee of Trident Capital VI, L.P. or a majority of the general partners of Trident Capital VI, L.P., or Stone Point GP Ltd., as applicable. The management agreements do not delegate any power with respect to the disposition of Common Stock held by the Trident VI Partnerships.
- [F7]Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.