Home Point Capital Inc.·4

Feb 4, 8:41 PM ET

Shoemaker Jr. Phillip R. 4

4 · Home Point Capital Inc. · Filed Feb 4, 2021

Insider Transaction Report

Form 4
Period: 2021-01-29
Shoemaker Jr. Phillip R.
President of Originations
Transactions
  • Sale

    Common Stock

    2021-02-02$12.15/sh6,923$84,149125,511 total
  • Award

    Stock Options (Right to Buy)

    2021-01-29+539,273539,273 total
    Exercise: $1.86Exp: 2028-12-05Common Stock (539,273 underlying)
Footnotes (3)
  • [F1]This amount represents the $13.00 initial public offering price per share of Issuer common stock ("Common Stock") less the underwriting discount of $0.845 per share for shares sold in the Issuer's initial public offering.
  • [F2]These stock options vest in five equal annual installments beginning on December 5, 2019.
  • [F3]These options represent "substitute" options which were granted in exchange for options previously granted to the Reporting Person by Home Point Capital LP that were exercisable for interests in Home Point Capital LP, in connection with the merger of Home Point Capital LP with and into Home Point Capital Inc. These options have the same intrinsic value as the options they replaced. The options were previously reported on the Issuer's Form 3 filed on January 29, 2021.

Documents

1 file
  • 4
    form4.xmlPrimary

    FORM 4