4//SEC Filing
Shoemaker Jr. Phillip R. 4
Accession 0001140361-21-003474
CIK 0001830197other
Filed
Feb 3, 7:00 PM ET
Accepted
Feb 4, 8:41 PM ET
Size
7.3 KB
Accession
0001140361-21-003474
Insider Transaction Report
Form 4
Shoemaker Jr. Phillip R.
President of Originations
Transactions
- Sale
Common Stock
2021-02-02$12.15/sh−6,923$84,149→ 125,511 total - Award
Stock Options (Right to Buy)
2021-01-29+539,273→ 539,273 totalExercise: $1.86Exp: 2028-12-05→ Common Stock (539,273 underlying)
Footnotes (3)
- [F1]This amount represents the $13.00 initial public offering price per share of Issuer common stock ("Common Stock") less the underwriting discount of $0.845 per share for shares sold in the Issuer's initial public offering.
- [F2]These stock options vest in five equal annual installments beginning on December 5, 2019.
- [F3]These options represent "substitute" options which were granted in exchange for options previously granted to the Reporting Person by Home Point Capital LP that were exercisable for interests in Home Point Capital LP, in connection with the merger of Home Point Capital LP with and into Home Point Capital Inc. These options have the same intrinsic value as the options they replaced. The options were previously reported on the Issuer's Form 3 filed on January 29, 2021.
Documents
Issuer
Home Point Capital Inc.
CIK 0001830197
Entity typeother
Related Parties
1- filerCIK 0001842913
Filing Metadata
- Form type
- 4
- Filed
- Feb 3, 7:00 PM ET
- Accepted
- Feb 4, 8:41 PM ET
- Size
- 7.3 KB