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4//SEC Filing

Kalikow Jonathan Gilbert 4

Accession 0001140361-21-010097

CIK 0001822523other

Filed

Mar 24, 8:00 PM ET

Accepted

Mar 25, 9:39 PM ET

Size

8.1 KB

Accession

0001140361-21-010097

Insider Transaction Report

Form 4
Period: 2021-03-23
Kalikow Jonathan Gilbert
DirectorHead of Real Estate10% Owner
Transactions
  • Award

    Stock Option (right to buy)

    2021-03-23+14,00014,000 total
    Exercise: $19.00Exp: 2028-03-23Common Stock (14,000 underlying)
  • Purchase

    Common Stock

    2021-03-23$19.00/sh+5,000$95,0005,000 total
Holdings
  • Common Stock

    (indirect: See footnote)
    668,500
Footnotes (3)
  • [F1]The shares were purchased in the Issuer's directed share program at the initial public offering price.
  • [F2]The shares are held directly by Gamma Lending Holdco LLC, a Delaware limited liability company ("GLO"), whose managing member is Gamma Lending Opportunities LP, a Delaware limited partnership ("GLO LP"). GLO LP's sole General Partner is GRE Lending Opportunities LLC, a Delaware limited liability company ("GLO GP"). GLO GP is a wholly owned subsidiary of Gamma Real Estate LLC ("GRE"). The Reporting Person owns 50% of the economic and voting interests in GRE and N. Richard Kalikow, father of the Reporting Person, owns the remaining 50% of the economic and voting interests of GRE.
  • [F3]The shares subject to this option shall vest over a four-year period with approximately 33% vesting on each of the second, third and fourth anniversaries of the consummation of the Issuer's initial public offering.

Issuer

AFC Gamma, Inc.

CIK 0001822523

Entity typeother

Related Parties

1
  • filerCIK 0001843401

Filing Metadata

Form type
4
Filed
Mar 24, 8:00 PM ET
Accepted
Mar 25, 9:39 PM ET
Size
8.1 KB