4//SEC Filing
ELBAUM MARK 4
Accession 0001140361-23-007047
CIK 0001830197other
Filed
Feb 13, 7:00 PM ET
Accepted
Feb 14, 5:18 PM ET
Size
8.6 KB
Accession
0001140361-23-007047
Insider Transaction Report
Form 4
ELBAUM MARK
Chief Financial Officer
Transactions
- Exercise/Conversion
Common Stock
2023-02-10+10,994→ 20,536 total - Tax Payment
Common Stock
2023-02-10$1.99/sh−5,734$11,411→ 14,802 total - Exercise/Conversion
Restricted Stock Units
2023-02-10−10,994→ 57,298 total→ Common Stock (10,994 underlying)
Footnotes (4)
- [F1]Represents settlement of restricted stock units ("RSUs") through the issuance of one share of the Issuer's common stock for each vested RSU.
- [F2]Shares of the Issuer's common stock withheld by the Issuer to satisfy the tax withholding requirement upon vesting of the RSUs. No shares of the Issuer's common stock were sold as part of this transaction.
- [F3]Each RSU represents a conditional right to receive one share of the Issuer's common stock. The RSUs will be settled in the Issuer's common stock or cash (or a combination thereof) at the discretion of the Issuer.
- [F4]32,981 RSUs were granted on February 10, 2022, which vest over three years, with one-third of the grant vesting based on continued service through the first anniversary of February 10, 2022 and one-third of the grant vesting on each of the subsequent anniversaries of such date.
Documents
Issuer
Home Point Capital Inc.
CIK 0001830197
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001025424
Filing Metadata
- Form type
- 4
- Filed
- Feb 13, 7:00 PM ET
- Accepted
- Feb 14, 5:18 PM ET
- Size
- 8.6 KB