Home/Filings/4/0001140361-23-025344
4//SEC Filing

Kinney Gene G. 4

Accession 0001140361-23-025344

CIK 0001559053other

Filed

May 16, 8:00 PM ET

Accepted

May 17, 9:54 PM ET

Size

12.6 KB

Accession

0001140361-23-025344

Insider Transaction Report

Form 4
Period: 2023-05-17
Kinney Gene G.
CSO & Head of R&D
Transactions
  • Sale

    Ordinary Shares, par value $0.01 per share

    2023-05-17$73.60/sh19,864$1,462,07027,727 total
  • Exercise/Conversion

    Ordinary Shares, par value $0.01 per share

    2023-05-17$29.81/sh+45,000$1,341,45057,793 total
  • Sale

    Ordinary Shares, par value $0.01 per share

    2023-05-17$74.49/sh14,934$1,112,50112,793 total
  • Sale

    Ordinary Shares, par value $0.01 per share

    2023-05-17$72.70/sh10,202$741,72147,591 total
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2023-05-1745,0000 total
    Exercise: $29.81Exp: 2024-02-04Ordinary Shares (45,000 underlying)
Footnotes (6)
  • [F1]The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 6, 2023.
  • [F2]The transaction was executed in multiple trades in prices ranging from $72.06 to $73.055, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in footnotes 2 through 4 of this Form 4.
  • [F3]The transaction was executed in multiple trades in prices ranging from $73.06 to $74.05, inclusive.
  • [F4]The transaction was executed in multiple trades in prices ranging from $74.06 to $74.99, inclusive.
  • [F5]All shares subject to the option have fully vested.
  • [F6]The Reporting Person holds options that give him the right to acquire an aggregate of 2,114,700 shares at exercise prices ranging from $12.15 to $52.97, of which 1,626,365 are currently exercisable, and 488,335 are currently unexercisable but vest over time, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date of each option award.

Documents

1 file

Issuer

PROTHENA CORP PUBLIC LTD CO

CIK 0001559053

Entity typeother

Related Parties

1
  • filerCIK 0001564380

Filing Metadata

Form type
4
Filed
May 16, 8:00 PM ET
Accepted
May 17, 9:54 PM ET
Size
12.6 KB