4//SEC Filing
Smith Brandon S. 4
Accession 0001140361-23-040142
CIK 0001559053other
Filed
Aug 15, 8:00 PM ET
Accepted
Aug 16, 9:15 PM ET
Size
12.5 KB
Accession
0001140361-23-040142
Insider Transaction Report
Form 4
Smith Brandon S.
Chief Operating Officer
Transactions
- Sale
Ordinary Shares, par value $0.01 per share
2023-08-16$59.15/sh−1,373$81,217→ 401 total - Exercise/Conversion
Stock Option (Right to Buy)
2023-08-16−4,000→ 226,667 totalExercise: $11.12Exp: 2030-03-02→ Ordinary Shares (4,000 underlying) - Sale
Ordinary Shares, par value $0.01 per share
2023-08-16$58.22/sh−2,226$129,602→ 1,774 total - Sale
Ordinary Shares, par value $0.01 per share
2023-08-16$59.91/sh−401$24,025→ 0 total - Exercise/Conversion
Ordinary Shares, par value $0.01 per share
2023-08-16$11.12/sh+4,000$44,480→ 4,000 total
Footnotes (5)
- [F1]The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 13, 2023.
- [F2]The transaction was executed in multiple trades in prices ranging from $57.70 to $58.655, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in footnotes 2 through 4 of this Form 4.
- [F3]The transaction was executed in multiple trades in prices ranging from $58.73 to $59.705, inclusive.
- [F4]The transaction was executed in multiple trades in prices ranging from $59.76 to $60.26, inclusive.
- [F5]The shares subject to the option vested and became exercisable as to 25% of the total number of shares subject to the option on March 2, 2021, and will vest with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.
Documents
Issuer
PROTHENA CORP PUBLIC LTD CO
CIK 0001559053
Entity typeother
Related Parties
1- filerCIK 0001805226
Filing Metadata
- Form type
- 4
- Filed
- Aug 15, 8:00 PM ET
- Accepted
- Aug 16, 9:15 PM ET
- Size
- 12.5 KB