WONG RODERICK 4
4 · ROCKET PHARMACEUTICALS, INC. · Filed Jul 18, 2025
Insider Transaction Report
Form 4
WONG RODERICK
Director10% Owner
Transactions
- Award
Common Stock
2025-06-18+30,000→ 30,000 total - Award
Common Stock
2025-06-18+17,667→ 47,667 total
Holdings
- 18,188,457(indirect: See footnote)
Common Stock
Footnotes (3)
- [F1]Represents restricted stock units ("RSUs") that convert to common stock on a one-for-one basis. The RSUs will vest in full on June 18, 2026.
- [F2]Represents RSUs issued to the Reporting Person in lieu of director retainer fees of $50,000. The RSUs will vest in full on June 18, 2026.
- [F3]Represents shares held by certain investment funds managed by RTW Investments, LP (the "Adviser"). The Reporting Person serves as the Managing Partner and Chief Investment Officer of the Adviser and is a director of the Issuer and Chairman of the Issuer's Board of Directors.