Home/Filings/4/0001140361-25-029144
4//SEC Filing

Stevens Christopher James 4

Accession 0001140361-25-029144

CIK 0001281895other

Filed

Aug 5, 8:00 PM ET

Accepted

Aug 6, 4:11 PM ET

Size

7.3 KB

Accession

0001140361-25-029144

Insider Transaction Report

Form 4
Period: 2025-08-04
Stevens Christopher James
Chief Operating Officer
Transactions
  • Award

    Common Stock

    2025-08-04+407,166407,166 total
  • Award

    Stock Option (Right to Buy)

    2025-08-04+554,071554,071 total
    Exercise: $3.07Exp: 2035-08-04Common Stock (554,071 underlying)
Footnotes (2)
  • [F1]Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis. One-third (1/3) of such RSUs will become fully vested on August 4, 2026, with the remaining shares vesting in equal quarterly installments over the following two years.
  • [F2]This option represents a right to purchase a total of 554,071 shares of the Issuer's common stock, one-third of which will become fully vested and exercisable on August 4, 2026, with the remaining shares vesting in equal quarterly installments over the following two years, subject to the reporting person's continued employment with the Issuer.

Issuer

ROCKET PHARMACEUTICALS, INC.

CIK 0001281895

Entity typeother

Related Parties

1
  • filerCIK 0002079768

Filing Metadata

Form type
4
Filed
Aug 5, 8:00 PM ET
Accepted
Aug 6, 4:11 PM ET
Size
7.3 KB