Faerm Michael E. 4

What Happened

• Michael E. Faerm, Chief Financial Officer of AtaiBeckley Inc. (ATAI), received equity awards on March 11, 2026 totaling 1,560,000 derivative shares: 1,275,000 shares reported under a grant that vests per footnote F1 and 285,000 restricted stock units per footnote F2. The reported acquisition price for both awards is $0.00, and the Form 4 marks these as award/grant transactions (code A). The filing reports $0 total cash paid; these are compensation awards, not open-market purchases or sales.

Key Details

• Transaction date: 2026-03-11; Form 4 filed: 2026-03-13 (timely filing).
• Awards: 1,275,000 (derivative award per F1) and 285,000 RSUs (per F2); combined = 1,560,000 shares.
• Reported acquisition price: $0.00 for both awards; reported cash value on Form 4 = $0.
• Shares owned after transaction: Not specified in the information provided in this summary.
• Footnotes:
  • F1: The 1,275,000 option vests 25% on March 11, 2027, then the remaining 75% in 36 substantially equal monthly installments thereafter.
  • F2: The 285,000 restricted stock units vest in four equal annual installments on each of the first four anniversaries of March 11, 2026.
• Transaction code: A = Award/Grant. No 10b5-1 plan, tax-withholding, cashless exercise, or sale reported in the provided data.

Context

• These grants are compensation awards subject to multi-year vesting schedules and are not immediately tradable shares. That means they generally do not reflect an immediate personal purchase or sale by the insider.
• For retail investors, award grants indicate management compensation/retention incentives but should not be read alone as a buy or sell signal.