AlTi Global, Inc.·4

Apr 2, 8:06 PM ET

Connell Brooke 4

4 · AlTi Global, Inc. · Filed Apr 2, 2026

Research Summary

AI-generated summary of this filing

Updated

AlTi Global (ALTI) President Brooke Connell Receives RSU Award

What Happened
Brooke Connell, President, U.S. Wealth Management at AlTi Global, was granted 77,505.57 restricted stock units (RSUs) on March 31, 2026. The grant was recorded at $0.00 per unit (an award/compensation grant), representing a contingent right to receive one share of ALTI Class A common stock per RSU when they vest. No cash changed hands and the filing does not state a dollar value for the award.

Key Details

  • Transaction date: 2026-03-31 (reported in Form 4 filed 2026-04-02). Transaction code: A (award/grant).
  • Units awarded: 77,505.57 RSUs at $0.00 (derivative grant).
  • Shares owned after transaction: not specified in the provided filing.
  • Footnotes: F1 — each RSU equals a contingent right to one ALTI Class A share; F2 — RSUs vest in three equal annual installments beginning February 15, 2027.
  • Filing timeliness: filing was submitted April 2, 2026 for a March 31 transaction (appears timely under standard 2‑business‑day Form 4 rules).

Context
RSUs are a form of compensation: they do not represent immediately tradeable shares until they vest and are converted into common stock (or otherwise settled). This grant is a compensation award rather than an open‑market purchase or sale, so it reflects company compensation practices rather than a direct insider bet to buy or sell stock. When the RSUs vest in future installments, that may increase Connell’s beneficial ownership if shares are issued.

Insider Transaction Report

Form 4
Period: 2026-03-31
Connell Brooke
Pres, US Wealth Mgmt
Transactions
  • Award

    Restricted Stock Units

    [F1][F2]
    2026-03-31+77,505.5777,505.57 total
    Class A Common Stock (77,505.57 underlying)
Footnotes (2)
  • [F1]Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.
  • [F2]The restricted stock units vest in three equal annual installments beginning February 15, 2027.
Signature
/s/ Colleen Graham, Attorney-in-fact|2026-04-02

Documents

1 file
  • 4
    form4.xmlPrimary

    FORM 4