ROCKET PHARMACEUTICALS, INC.·4

Jul 6, 7:59 PM ET

Malik Fady Ibraham 4

4 · ROCKET PHARMACEUTICALS, INC. · Filed Jul 6, 2026

Research Summary

AI-generated summary of this filing

Updated

Rocket Pharmaceuticals Director Malik Fady Ibraham Receives RSUs & Options

What Happened Malik Fady Ibraham, a director of Rocket Pharmaceuticals, received equity awards on June 18, 2026: 22,862 restricted stock units (RSUs) and a derivative grant representing rights to purchase 64,860 shares. Both grants were reported at $0.00 (no cash paid at grant). The RSUs convert one-for-one into common shares, and the option-like award gives the right to buy 64,860 shares once vested.

Key Details

  • Transaction date: 2026-06-18; Form 4 filed: 2026-07-06 (appears late vs. the typical 2-business-day filing requirement).
  • Grant types/code: A = Award/Grant. RSUs (22,862) and derivative option right (64,860).
  • Price: $0.00 reported for both awards (standard for compensation grants).
  • Vesting: Both awards vest in full and become exercisable/convertible on June 18, 2027 (per footnotes).
  • Shares owned after transaction: Not specified in the filing.
  • Footnotes: F1 = RSUs convert 1:1 to common stock; F2 = option right to purchase 64,860 shares, vesting/exercisable 6/18/2027.

Context These are compensation awards (not open-market purchases or sales) and do not indicate an immediate buy or sell. The derivative award is a future right to purchase shares once vested; it was not exercised. The late filing may affect timeliness transparency but does not change the nature of the grants.

Insider Transaction Report

Form 4
Period: 2026-06-18
Transactions
  • Award

    Common Stock

    [F1]
    2026-06-18+22,86252,862 total
  • Award

    Stock Option (Right to Buy)

    [F2]
    2026-06-18+64,86064,860 total
    Exercise: $3.35Exp: 2036-06-18Common Stock (64,860 underlying)
Footnotes (2)
  • [F1]Represents restricted stock units ("RSUs") that convert to common stock on a one-for-one basis. The RSUs will vest in full on June 18, 2027.
  • [F2]This option represents a right to purchase a total of 64,860 shares of the Issuer's Common Stock, all of which will become fully vested and exercisable on June 18, 2027.
Signature
/s/ Martin Wilson, as attorney-in-fact for Fady Ibraham Malik|2026-07-06

Documents

1 file
  • 4
    form4.xmlPrimary

    FORM 4