4//SEC Filing
KERIN JOHN D 4
Accession 0001144204-04-011109
CIK 0000878731other
Filed
Aug 3, 8:00 PM ET
Accepted
Aug 4, 8:32 PM ET
Size
9.8 KB
Accession
0001144204-04-011109
Insider Transaction Report
Form 4
KERIN JOHN D
Director
Transactions
- Award
Phantom Stock Units
2004-08-02$21.29/sh+294$6,258→ 1,844 totalExercise: $0.00→ Common Stock (294 underlying)
Footnotes (5)
- [F1]Phantom stock units were credited to an account for the Reporting Person under the Issuer's Director Deferred Compensation and Stock Purchase Plan approved by stockholders in June 2003 (the "Director Plan") in connection with the deferral of the Reporting Person's director fees. These units are fully vested at all times. Generally, in accordance with the Director Plan, the Reporting Person will receive one share of Common Stock for each such unit as soon as practicable following the earlier of: (i) termination of his directorship or (ii) the expiration of the three year deferral period elected by the Reporting Person (as such period may be amended).
- [F2]Phantom stock units were credited to an account for the Reporting Person, through matching by the Issuer, under the Director Plan. These matching units will generally vest on the one year anniversary of the transaction date. Generally, for each matching unit, the Reporting Person will receive one share of Common Stock as soon as practicable following the earlier of: (i) termination of his directorship or (ii) the expiration of the deferral period.
- [F3]Each phantom stock unit converts to common stock on a one-for-one basis.
- [F4]Includes 416 phantom stock units credited to an account for the Reporting Person under the Director Plan on August 4, 2003, 400 phantom stock units credited to an account for the Reporting Person under the Director Plan on November 3, 2003, 413 phantom stock units credited to an account for the Reporting Person under the Director Plan on February 2, 2004 and 321 phantom stock units credited to an account for the Reporting Person under the Director Plan on May 3, 2004.
- [F5]Includes 416 phantom stock units credited to an account for the Reporting Person, through matching by the Issuer, under the Director Plan on August 4, 2003, 400 phantom stock units credited to an account for the Reporting Person, through matching by the Issuer, under the Director Plan on November 3, 2003, 413 phantom stock units credited to an account for the Reporting Person, through matching by the Issuer, under the Director Plan on February 2, 2004 and 321 phantom stock units credited to an account for the Reporting Person, through matching by the Issuer, under the Director Plan on May 3, 2004.
Documents
Issuer
FINLAY ENTERPRISES INC /DE
CIK 0000878731
Entity typeother
Related Parties
1- filerCIK 0001230287
Filing Metadata
- Form type
- 4
- Filed
- Aug 3, 8:00 PM ET
- Accepted
- Aug 4, 8:32 PM ET
- Size
- 9.8 KB