Home/Filings/4/0001144204-05-013036
4//SEC Filing

MELVIN JOSEPH M 4

Accession 0001144204-05-013036

CIK 0000878731other

Filed

Apr 26, 8:00 PM ET

Accepted

Apr 27, 9:46 PM ET

Size

9.2 KB

Accession

0001144204-05-013036

Insider Transaction Report

Form 4
Period: 2005-04-25
Transactions
  • Award

    Phantom Stock Units

    2005-04-25$12.70/sh+4,244$53,8847,719 total
    Exercise: $0.00Common Stock (4,244 underlying)
Footnotes (5)
  • [F1]Phantom stock units were credited to an account for the Reporting Person under the Issuer's Executive Deferred Compensation and Stock Purchase Plan approved by stockholders in June 2003 (the "Executive Plan") in connection with the deferral of a portion of the Reporting Person's bonus. These units are fully vested at all times. Generally, in accordance with the Executive Plan, the Reporting Person will receive one share of Common Stock for each such unit as soon as practicable following the earlier of: (i) termination of his employment or (ii) the expiration of the three year deferral period elected by the Reporting Person (as such period may be amended).
  • [F2]Phantom stock units were credited to an account for the Reporting Person, through matching by the Issuer, under the Executive Plan. These matching units will generally vest on the third anniversary of the transaction date. Generally, for each matching unit, the Reporting Person will receive one share of Common Stock as soon as practicable following the earlier of: (i) termination of his employment or (ii) the expiration of the deferral period.
  • [F3]Each phantom stock unit converts to common stock on a one-for-one basis.
  • [F4]Includes 3,475 phantom stock units credited to an account for the Reporting Person under the Executive Plan.
  • [F5]Includes 3,475 phantom stock units credited to an account for the Reporting Person, through matching by the Issuer, under the Executive Plan.

Issuer

FINLAY ENTERPRISES INC /DE

CIK 0000878731

Entity typeother

Related Parties

1
  • filerCIK 0001230285

Filing Metadata

Form type
4
Filed
Apr 26, 8:00 PM ET
Accepted
Apr 27, 9:46 PM ET
Size
9.2 KB