4//SEC Filing
HARRIS & HARRIS GROUP INC /NY/ 4
Accession 0001144204-07-044672
CIK 0000893739operating
Filed
Aug 15, 8:00 PM ET
Accepted
Aug 16, 5:47 PM ET
Size
24.9 KB
Accession
0001144204-07-044672
Insider Transaction Report
Form 4
HARRIS CHARLES E/NY
Chief Executive Officer
Transactions
- Exercise/Conversion
Employee Stock Option (Right to Buy)
2007-08-14−10,400→ 29,600 totalExercise: $10.11From: 2007-06-26Exp: 2008-06-26→ Common Stock (10,400 underlying) - Exercise/Conversion
Common Stock
2007-08-14$10.11/sh+650$6,572→ 30,345 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2007-08-14−650→ 700,662 totalExercise: $10.11From: 2006-12-26Exp: 2016-06-26→ Common Stock (650 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2007-08-14−10,200→ 29,800 totalExercise: $10.11From: 2007-06-26Exp: 2009-06-26→ Common Stock (10,200 underlying) - Sale
Common Stock
2007-08-14$10.85/sh−300$3,255→ 30,695 total - Sale
Common Stock
2007-08-14$10.87/sh−100$1,087→ 30,595 total - Sale
Common Stock
2007-08-14$10.83/sh−200$2,166→ 30,995 total
Holdings
- 1,039,559(indirect: By Spouse)
Common Stock
Footnotes (4)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2007.
- [F2]9,400 options vested on 6/26/07, and 20,000 will vest on 12/26/07.
- [F3]221,530 options vested on 12/26/06, 239,241 options vested on 6/26/07, and 239,891 options will vest on 6/26/08.
- [F4]3,134 options vested on 6/26/07, 13,333 options will vest on 6/26/08, and 13,333 options will vest on 6/26/09.
Documents
Issuer
HARRIS & HARRIS GROUP INC /NY/
CIK 0000893739
Entity typeoperating
IncorporatedNY
Related Parties
1- filerCIK 0000893739
Filing Metadata
- Form type
- 4
- Filed
- Aug 15, 8:00 PM ET
- Accepted
- Aug 16, 5:47 PM ET
- Size
- 24.9 KB