Earnings Feed
Start Free
HARRIS & HARRIS GROUP INC /NY/·4

Aug 16, 5:52 PM ET

HARRIS & HARRIS GROUP INC /NY/ 4

4 · HARRIS & HARRIS GROUP INC /NY/ · Filed Aug 16, 2007

Insider Transaction Report

Form 4
Period: 2007-08-15
HARRIS & HARRIS GROUP INC /NY/TINY
HARRIS CHARLES E/NY
Chief Executive Officer
Transactions
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2007-08-15−9,600→ 20,000 total
    Exercise: $10.11From: 2007-06-26Exp: 2008-06-26→ Common Stock (9,600 underlying)
  • Sale

    Common Stock

    2007-08-15$10.70/sh−200$2,140→ 31,779 total
  • Sale

    Common Stock

    2007-08-15$10.72/sh−734$7,868→ 30,845 total
  • Exercise/Conversion

    Common Stock

    2007-08-15$10.11/sh−421$4,256→ 30,766 total
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2007-08-15−421→ 700,241 total
    Exercise: $10.11From: 2006-06-26Exp: 2016-06-26→ Common Stock (421 underlying)
  • Sale

    Common Stock

    2007-08-15$10.75/sh−500$5,375→ 30,345 total
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2007-08-15−3,134→ 26,666 total
    Exercise: $10.11From: 2007-06-26Exp: 2009-06-26→ Common Stock (3,134 underlying)
Holdings

  • Common Stock

    (indirect: By Spouse)
    1,039,559
Footnotes (4)
  • [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2007.
  • [F2]Options will vest on 12/26/07.
  • [F3]13,333 options will vest on 6/26/08, and 13,333 options will vest on 6/26/09.
  • [F4]221,530 options vested on 12/26/06, 238,820 options vested on 6/26/07, and 239,891 options will vest on 6/26/09.

Documents

1 file
  • 4
    v085345_ex.xmlPrimary