4//SEC Filing
Pesin Philip S 4
Accession 0001144204-07-052548
CIK 0001072313other
Filed
Oct 1, 8:00 PM ET
Accepted
Oct 2, 7:20 PM ET
Size
18.8 KB
Accession
0001144204-07-052548
Insider Transaction Report
Form 4
Pesin Philip S
DirectorChief Executive Officer10% Owner
Transactions
- Sale
Common Stock
2007-09-28$0.59/sh−33,500$19,765→ 2,214,344 total(indirect: By TSFG II, LP) - Other
Common Stock
2007-09-28−450,000→ 1,179,113 total(indirect: By LLC) - Sale
Common Stock
2007-09-28$0.58/sh−9,000$5,220→ 2,247,844 total(indirect: By TSFG II, LP) - Gift
Common Stock Warrant (right to buy)
2007-09-28−4,336,294→ 3,586,294 totalExercise: $0.92From: 2006-03-29Exp: 2016-03-29→ Common Stock (4,336,294 underlying) - Other
Warrant (right to buy)
2007-09-28−750,000→ 3,586,294 total(indirect: By Trust)Exercise: $0.92From: 2006-03-29Exp: 2016-03-29→ Common Stock (750,000 underlying) - Other
Common Stock
2007-09-28−100,000→ 1,079,113 total(indirect: By LLC) - Gift
Warrant (right to buy)
2007-09-28+4,336,294→ 750,000 total(indirect: By Trust)Exercise: $0.92From: 2006-03-29Exp: 2016-03-29→ Common Stock (4,336,294 underlying) - Sale
Common Stock
2007-09-28$0.60/sh−7,500$4,500→ 2,206,844 total(indirect: By TSFG II, LP)
Footnotes (4)
- [F1]These sales were made pursuant to an approved 10b-5 trading plan.
- [F2]Reporting person is the beneficial owner of the managing member of the LLC.
- [F3]Reporting person is the beneficial owner of the general partner of the LP.
- [F4]Reporting person is the trustee, co-trustee, or settlor of the trust.
Documents
Issuer
AURIGA LABORATORIES, INC.
CIK 0001072313
Entity typeother
Related Parties
1- filerCIK 0001363482
Filing Metadata
- Form type
- 4
- Filed
- Oct 1, 8:00 PM ET
- Accepted
- Oct 2, 7:20 PM ET
- Size
- 18.8 KB