Pesin Philip S 4/A

4/A · AURIGA LABORATORIES, INC. · Filed Oct 2, 2007

Form 4/AAmended

Period: 2007-09-28

DirectorChief Executive Officer10% Owner

Transactions

Sale
Common Stock
2007-09-28$0.59/sh−33,500$19,765→ 2,214,344 total(indirect: By TSFG II, LP)
Gift
Common Stock Warrant (right to buy)
2007-09-28−4,336,294→ 3,586,294 total
Exercise: $0.92From: 2006-03-29Exp: 2016-03-29→ Common Stock (4,336,294 underlying)
Other
Common Stock
2007-09-28−450,000→ 1,179,113 total(indirect: By LLC)
Sale
Common Stock
2007-09-28$0.60/sh−7,500$4,500→ 2,206,844 total(indirect: By TSFG II, LP)
Other
Common Stock
2007-09-28−100,000→ 1,079,113 total(indirect: By LLC)
Sale
Common Stock
2007-09-28$0.58/sh−9,000$5,220→ 2,247,844 total(indirect: By TSFG II, LP)
Other
Common Stock
2007-09-28−200,000→ 879,113 total(indirect: By LLC)
Other
Common Stock Warrant (right to buy)
2007-09-28−750,000→ 3,586,294 total(indirect: By Trust)
Exercise: $0.92From: 2006-03-29Exp: 2016-03-29→ Common Stock (750,000 underlying)

Footnotes (4)

[F1]These sales were the final scheduled sales made pursuant to an approved 10b-5 trading plan.
[F2]Reporting person is the beneficial owner of the managing member of the LLC.
[F3]Reporting person is the beneficial owner of the general partner of the LP.
[F4]Reporting person is the trustee, co-trustee, or settlor of the trust.

Documents

1 file