4//SEC Filing
UNIFY CORP 4
Accession 0001144204-07-058268
CIK 0000880562operating
Filed
Nov 4, 7:00 PM ET
Accepted
Nov 5, 5:01 PM ET
Size
10.9 KB
Accession
0001144204-07-058268
Insider Transaction Report
Form 4
UNIFY CORPUFYC.OB
COMVEST CAPITAL MANAGEMENT LLC
10% Owner
Transactions
- Sale
Common Stock, par value $0.001 per share
2007-11-01$4.52/sh−9,931$44,888→ 886,858 total
FALK MICHAEL
10% Owner
Transactions
- Sale
Common Stock, par value $0.001 per share
2007-11-01$4.52/sh−9,931$44,888→ 886,858 total
ComVest Capital, LLC
10% Owner
Transactions
- Sale
Common Stock, par value $0.001 per share
2007-11-01$4.52/sh−9,931$44,888→ 886,858 total
ComVest Group Holdings, LLC
10% Owner
Transactions
- Sale
Common Stock, par value $0.001 per share
2007-11-01$4.52/sh−9,931$44,888→ 886,858 total
Footnotes (2)
- [F1]As of the date hereof, ComVest Capital LLC, a Delaware limited liability company (the "Reporting Person"), directly beneficially owns each of the securities identified herein. ComVest Capital Management LLC ("Management") indirectly beneficially owns each of the securities listed herein by virtue of the fact that Management is the managing member of the Reporting Person. ComVest Group Holdings, LLC ("CGH") indirectly beneficially owns each of the securities listed herein by virtue of the fact that CGH is the managing member of Management. Michael S. Falk ("Falk"), an individual, indirectly beneficially owns the securities listed herein by virtue of the fact that Falk is the Chairman and principal member of CGH.
- [F2]On the date hereof, the Reporting Person has a direct beneficial ownership interest in 886,858 shares of Common Stock, consisting of: (a) a Convertible Term Note in the principal amount of $1,764,286 (convertible into 352,857 shares of Common Stock); (b) a Convertible Term Note in the principal amount of $660,000 (convertible into 132,000 shares of Common Stock); and (c) Warrants to purchase 402,000 shares of Common.
Documents
Issuer
UNIFY CORP
CIK 0000880562
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000880562
Filing Metadata
- Form type
- 4
- Filed
- Nov 4, 7:00 PM ET
- Accepted
- Nov 5, 5:01 PM ET
- Size
- 10.9 KB