SIMMONS JOHN DOYLE 4
4 · YTB International, Inc. · Filed May 27, 2009
Insider Transaction Report
Form 4
YTB International, Inc.YTBLA.OB
SIMMONS JOHN DOYLE
Director
Transactions
- Disposition to Issuer
Class A Common Stock
2008-09-03−49,391→ 357,050 total - Disposition to Issuer
Class A Common Stock
2008-09-03−18,293→ 338,757 total - Disposition to Issuer
Class A Common Stock
2008-09-03−24,391→ 406,441 total
Holdings
- 2,625,852(indirect: By Trust)
Class A Common Stock
- 374,148(indirect: By Trust)
Class A Common Stock
Footnotes (7)
- [F1]The Issuer has two classes of common stock, Class A Common Stock and Class B Common Stock. The two classes of common stock are identical in all respects except as to voting power, as shares of Class A Common Stock are entitled to one-tenth vote per share, and shares of Class B Common Stock, one vote per share, on all matters submitted to a vote of the Issuer's stockholders. Because shares of Class B Common Stock automatically convert into Class A Common Stock on a one-for-one basis upon sale or other disposition (with the exception of transfers among related entities, transfers to trusts for the benefit of the transferring holder of the Class B Common Stock, bona fide pledges under financing arrangements and similar transfers), the Reporting Person has included Class B Common Stock in calculating and reporting the total number of shares of Class A Common Stock that he holds or that he has acquired or disposed of throughout this Form 4.
- [F2]This unvested restricted stock award was forfeited upon Mr. Simmons' resignation as a director.
- [F3]All of such shares of the Issuer's stock held directly by the Reporting Person are held jointly with the Reporting Person's spouse.
- [F4]This unvested restricted stock award was forfeited upon Mr. Simmons' resignation as a director.
- [F5]This unvested restricted stock award was forfeited upon Mr. Simmons' resignation as a director.
- [F6]The Reporting Person and his spouse serve as the co-trustees of The River House Trust dated August 21, 2003, and the Reporting Person is the sole beneficiary of such trust.
- [F7]The Reporting Person is one of several beneficiaries of The JDS Exempt Trust dated December 23, 2003. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.