4//SEC Filing
GOODSTEIN GLENN 4
Accession 0001144204-09-044452
CIK 0000863900other
Filed
Aug 17, 8:00 PM ET
Accepted
Aug 18, 6:29 PM ET
Size
10.0 KB
Accession
0001144204-09-044452
Insider Transaction Report
Form 4
GOODSTEIN GLENN
Director
Transactions
- Sale
Preferred Stock
2009-08-14$7.61/sh−2,852$21,713→ 0 total(indirect: See Footnote)→ Common Stock (2,852 underlying) - Sale
Preferred Stock
2008-12-26$7.11/sh−1,210$8,605→ 2,852 total(indirect: See Footnote)→ Common Stock (1,210 underlying)
Footnotes (5)
- [F1]The reported securities were tendered by Mercury Partners LP, a limited partnership, pursuant to the terms of the Tender Offer Statement filed by the Issuer on November 24, 2008. The Reporting Person is a Managing Member of GSG Capital Advisors LLC, the general partner of Mercury Partners LP. On December 26, 2008, the Issuer accepted the tender by Mercury Partners LP of 1,210 shares of the Preferred Stock of the Issuer at a price of $7.1118 per share. The Reporting Person disclaims beneficial ownership of the securities owned by Mercury Partners LP.
- [F2]Each share of Preferred Stock will be automatically converted into one share of Common Stock upon the occurrence of the event described in footnote 3.
- [F3]In the event the Put Warrant Program (as described in Form 497 as filed with the Securities and Exchange Commission (the "SEC") on November 17, 2005) is approved by the SEC and upon the anticipated issuance of put warrants by the Issuer, all issued and outstanding shares of Preferred Stock will automatically convert into Common Stock on a one-for-one basis.
- [F4]The reported securities were tendered by Mercury Partners LP, a limited partnership, pursuant to the terms of the Tender Offer Statement filed by the Issuer on July 13, 2009. The Reporting Person is a Managing Member of GSG Capital Advisors LLC, the general partner of Mercury Partners LP. On August 14, 2009, the Issuer accepted the tender by Mercury Partners LP of 2,852 shares of the Preferred Stock of the Issuer at a price of $7.6131 per share. The Reporting Person disclaims beneficial ownership of the securities owned by Mercury Partners LP.
- [F5]None.
Documents
Issuer
MEXICO EQUITY & INCOME FUND INC
CIK 0000863900
Entity typeother
Related Parties
1- filerCIK 0001346026
Filing Metadata
- Form type
- 4
- Filed
- Aug 17, 8:00 PM ET
- Accepted
- Aug 18, 6:29 PM ET
- Size
- 10.0 KB