Xu Zedong 4
4 · Harbin Electric, Inc · Filed Nov 16, 2009
Insider Transaction Report
Form 4
Xu Zedong
Chief Financial Officer
Transactions
- Exercise/Conversion
Option to Purchase Common Stock, Par Value $0.00001
2009-11-12$8.10/sh−20,000$162,000→ 0 totalExercise: $8.10Exp: 2011-02-26→ Common Stock (20,000 underlying) - Exercise/Conversion
Common Stock, par value $0.00001
2009-11-12$8.10/sh+20,000$162,000→ 370,000 total
Footnotes (2)
- [F1]Includes 350,000 shares of common stock owned by Victory Lake Investments Limited, a British Virgin Islands company ("Victory Lake"). Mr. Xu is the sole owner of the equity of Victory Lake and has voting and dispositive control over the shares of common stock held by Victory Lake.
- [F2]During the fiscal year ended December 31, 2006, Mr. Xu received a stock option award of 20,000 shares at an exercise price of $8.10 per share, all of which have vested and have been exercised.