Home/Filings/4/0001144204-10-028981
4//SEC Filing

Jacobi Abraham 4

Accession 0001144204-10-028981

CIK 0001268236other

Filed

May 18, 8:00 PM ET

Accepted

May 19, 12:48 PM ET

Size

13.1 KB

Accession

0001144204-10-028981

Insider Transaction Report

Form 4
Period: 2009-12-31
Transactions
  • Other

    Common Stock, par value $0.001

    2010-05-09+65916,760 total
  • Conversion

    Common Stock, par value $0.001

    2010-05-09+62,50079,260 total
  • Other

    Common Stock, par value $0.001

    2009-12-31+1,52314,580 total
  • Other

    Common Stock, par value $0.001

    2010-03-31+1,52116,101 total
  • Conversion

    Series A Cumulative Convertible Preferred Stock

    2010-05-092,5000 total
    Exercise: $4.00From: 2007-05-09Exp: 2010-05-09Common Stock (62,500 underlying)
Footnotes (6)
  • [F1]The securities acquired were issued as dividends on the 2,500 shares of the issuer's Series A Cumulative Convertible Preferred Stock ("Preferred Stock") owned by the reporting person. Each such share accrues cumulative dividends on a quarterly basis at a rate of 8% per annum for three years. All dividends will be paid in shares of the issuer's Common Stock having a fair market value at the time of issuance equal to the amount of dividends to be paid. Any shares of Preferred Stock outstanding on May 9, 2010 automatically convert into a number of shares of Common Stock determined by dividing the liquidation preference by the conversion rate of the Preferred Stock then in effect.
  • [F2]Represents the aggregate number of shares of Common Stock accrued as dividends through December 31, 2009.
  • [F3]Represents the aggregate number of shares of Common Stock accrued as dividends through March 31, 2010.
  • [F4]Represents the aggregate number of shares of Common Stock accrued as dividends through May 9, 2010.
  • [F5]Represents (i) an aggregate of 16,760 shares of Common Stock issued as dividends on the Preferred Stock through May 9, 2010, the date of automatic conversion, and (ii) 62,500 shares of Common Stock issued upon the automatic conversion of the Preferred Stock on May 9, 2010. See Note 1 above.
  • [F6]The Preferred Stock was automatically converted into shares of Common Stock in accordance with the terms of the Preferred Stock.

Documents

1 file

Issuer

New Generation Biofuels Holdings, Inc

CIK 0001268236

Entity typeother

Related Parties

1
  • filerCIK 0001459305

Filing Metadata

Form type
4
Filed
May 18, 8:00 PM ET
Accepted
May 19, 12:48 PM ET
Size
13.1 KB