|4Jun 3, 3:45 PM ET

ALAN LEE CRAIG 4

4 · DGSE COMPANIES INC · Filed Jun 3, 2010

Insider Transaction Report

Form 4
Period: 2010-06-03
Transactions
  • Award

    Option to acquire common stock

    2007-11-13$6.00/sh+2,000$12,0007,000 total
    Exercise: $6.00From: 2007-11-13Common Stock (2,000 underlying)
  • Purchase

    Common Stock

    2010-06-03+10,000330,000 total
  • Award

    Option to acquire common stock

    2004-12-31$2.82/sh+5,000$14,1005,000 total
    Exercise: $2.82From: 2004-12-31Common Stock (5,000 underlying)
Footnotes (3)
  • [F1]The right to acquire the shares of the issuer being reported herein from Stanford International Bank, Ltd. ( SIB) was assigned to the reporting person on May 25, 2010 pursuant to a Purchase and Sale Agreement between the issuer and SIB and approved by the District Court in the matter of Stanford Financial Group.
  • [F2]Irrevocable Proxy to Vote Shares, dated May 18, 2010, by and between the Reporting Person and Dr. L.S. Smith as reflected on exhibit 99.5 in Form 13D/A filed on June 3, 2010 with the SEC by Dr. L.S. Smith.
  • [F3]180 days from the day no longer associated with DGSE Companies, Inc.

Documents

1 file
  • 4
    v187334_ex.xmlPrimary