Home/Filings/4/0001144204-10-053761
4//SEC Filing

KINDER INVESTMENTS L P 4

Accession 0001144204-10-053761

CIK 0001384086other

Filed

Oct 13, 8:00 PM ET

Accepted

Oct 14, 2:47 PM ET

Size

14.0 KB

Accession

0001144204-10-053761

Insider Transaction Report

Form 4
Period: 2010-06-01
Perlysky Dov
Director10% Owner
Transactions
  • Exercise of In-Money

    Common Stock, par value $.0001 per share

    2010-06-01+535,091540,091 total(indirect: By LLC)
  • Conversion

    Common Stock, par value $.0001 per share

    2010-10-13+7,367,00010,967,500 total(indirect: By Kinder Investments, L.P.)
  • Exercise of In-Money

    Warrant (right to buy)

    2010-06-01545,0000 total(indirect: By LLC)
    From: 2010-03-12Exp: 2016-06-30Common Stock (535,091 underlying)
  • Conversion

    Series A Convertible Preferred Stock

    2010-10-13150,0000 total(indirect: By Kinder Investments, L.P.)
    From: 2010-10-13Common Stock (7,367,000 underlying)
Transactions
  • Exercise of In-Money

    Warrant (right to buy)

    2010-06-01545,0000 total(indirect: By LLC)
    From: 2010-03-12Exp: 2016-06-30Common Stock (535,091 underlying)
  • Exercise of In-Money

    Common Stock, par value $.0001 per share

    2010-06-01+535,091540,091 total(indirect: By LLC)
  • Conversion

    Common Stock, par value $.0001 per share

    2010-10-13+7,367,00010,967,500 total(indirect: By Kinder Investments, L.P.)
  • Conversion

    Series A Convertible Preferred Stock

    2010-10-13150,0000 total(indirect: By Kinder Investments, L.P.)
    From: 2010-10-13Common Stock (7,367,000 underlying)
Footnotes (4)
  • [F1]On June 1, 2010, Krovim, LLC ("Krovim") exercised its warrant to purchase 545,000 shares of the Issuer's common stock on a cashless basis pursuant to which Krovim was issued 535,091 shares of common stock. The Manager of Krovim is Nesher, LLC ("Nesher"). The person having voting, dispositive or investment powers over Nesher is Dov Perlysky, Managing Member.
  • [F2]Represents shares of common stock of the Issuer issued upon automatic conversion of 150,000 shares of the Issuer's Series A Convertible Preferred Stock (the "Preferred Stock") on the basis of 49.11333 shares of common stock for each share of Preferred Stock upon the filing on October 13, 2010 by the Issuer of an amendment to its certificate of incorporation to, among other things, increase its authorized shares of common stock to 50,000,000.
  • [F3]The General Partner of Kinder is Nesher. The person having voting, dispositive or investment powers over Nesher is Dov Perlysky, Managing Member.
  • [F4]N/A

Documents

1 file

Issuer

Oak Tree Educational Partners, Inc.

CIK 0001384086

Entity typeother

Related Parties

1
  • filerCIK 0000900260

Filing Metadata

Form type
4
Filed
Oct 13, 8:00 PM ET
Accepted
Oct 14, 2:47 PM ET
Size
14.0 KB