BIANCO JOSEPH J 4
4 · Oak Tree Educational Partners, Inc. · Filed Oct 15, 2010
Insider Transaction Report
Form 4
BIANCO JOSEPH J
DirectorCEO and Chairman10% Owner
Transactions
- Conversion
Common Stock, par value $.0001 per share
2010-10-13+1,841,750→ 1,841,750 total(indirect: By Whyte, Lyon & Co., Inc.) - Conversion
Common Stock, par value $.0001 per share
2010-10-13+613,917→ 1,813,917 total(indirect: By LLC) - Conversion
Series A Convertible Preferred Stock
2010-10-13−50,000→ 0 total(indirect: By LLC)From: 2010-10-13→ Common Stock (2,445,667 underlying)
Footnotes (4)
- [F1]Represents shares of common stock of the Issuer issued upon automatic conversion of 50,000 shares of the Issuer's Series A Convertible Preferred Stock (the "Preferred Stock") on the basis of 49.11333 shares of common stock for each share of Preferred Stock upon the filing on October 13, 2010 by the Issuer of an amendment to its certificate of incorporation to, among other things, increase its authorized shares of common stock to 50,000,000.
- [F2]The person having voting, dispositive or investment powers over Whyte, Lyon & Co., Inc. is Joseph J. Bianco, CEO.
- [F3]Represents 50% of the shares of common stock of the Issuer owned by Sanjo. The persons sharing voting, dispositive or investment powers over Sanjo (50% each) are Joseph J. Bianco and Anil Narang, Managers.
- [F4]N/A