4//SEC Filing
Clarkson Robert H 4
Accession 0001144204-11-000816
CIK 0001122063other
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 4:35 PM ET
Size
31.3 KB
Accession
0001144204-11-000816
Insider Transaction Report
Form 4
Clarkson Robert H
Other
Transactions
- Award
Equity Financing Arrangement Warrants
2008-03-07$1.00/sh+5,000$5,000→ 25,000 total(indirect: By LLC)Exercise: $1.00From: 2008-03-07Exp: 2013-03-07→ Common Stock (5,000 underlying) - Award
Common Stock, par value $0.001 per share
2007-12-20$1.00/sh+250,000$250,000→ 250,000 total - Purchase
Convertible Note
2010-09-30$0.60/sh−416,667$250,000→ 0 total(indirect: By LLC)Exercise: $0.60From: 2010-04-15Exp: 2012-06-30→ Common Stock (416,667 underlying) - Purchase
Equity Financing Arrangement Warrants
2010-04-15$1.00/sh−25,000$25,000→ 0 total(indirect: By LLC)Exercise: $1.00From: 2010-04-15Exp: 2013-03-07→ Common Stock (25,000 underlying) - Purchase
Bridge warrants
2010-04-15$1.00/sh−120,000$120,000→ 0 total(indirect: By LLC)Exercise: $1.00From: 2010-04-15Exp: 2012-06-30→ Common Stock (120,000 underlying) - Award
Comm Stock
2009-08-19$1.00/sh+5,000$5,000→ 255,000 total - Award
Common Stock
2010-04-15$1.00/sh+126,517$126,517→ 381,517 total - Award
Bridge warrants
2008-02-15$1.00/sh+120,000$120,000→ 120,000 total(indirect: By LLC)Exercise: $1.00From: 2008-02-15Exp: 2012-06-30→ Common Stock (120,000 underlying) - Award
Equity Financing Arrangement Warrants
2008-01-28$1.00/sh+10,000$10,000→ 10,000 total(indirect: By LLC)Exercise: $1.00From: 2008-01-28Exp: 2013-01-28→ Common Stock (10,000 underlying) - Award
Equity Financing Arrangement Warrants
2008-02-28$1.00/sh+10,000$10,000→ 20,000 total(indirect: By LLC)Exercise: $1.00From: 2008-02-28Exp: 2013-02-28→ Common Stock (10,000 underlying) - Award
Bridge Warrants
2007-12-20$1.00/sh+312,500$312,500→ 312,500 total(indirect: By LLC)Exercise: $1.00From: 2007-12-20Exp: 2012-12-20→ Common Stock (312,500 underlying) - Award
Bridge Warrants
2010-04-15$1.00/sh−312,500$312,500→ 0 total(indirect: By LLC)Exercise: $1.00From: 2010-04-15Exp: 2012-12-20→ Common Stock (312,500 underlying) - Award
Convertible Note
2007-12-20$0.60/sh+416,667$250,000→ 416,667 total(indirect: By LLC)Exercise: $0.60From: 2007-12-20Exp: 2012-06-30→ Common Stock (416,667 underlying)
Footnotes (3)
- [F1]Bridge Warrants are earned in conjuction with the callable convertible bridge notes as long as the holder does not call the note or upon conversion to common stock. The Warrants were awarded 5,000 per month from 2/15/2008 to 11/15/2008, with a lump sum award of 70,000 on 11/20/2008. Wth warrants each have a Conversion Price of $1.00 and expiration date of 6/30/2012.
- [F2]Bridge warrants were earned in their entirety when the bridge note holder agreed to forebear calling the note until on or after June 30, 2010.
- [F3]Equity Financing Arrangement Warrants were earned in conjunction with an arrangement to provide up to $300,000 of equity financing on a monthly basis as of the anniversary date of the commitment. The financing arrangement expired on March 7, 2008.
Documents
Issuer
BEACON ENTERPRISE SOLUTIONS GROUP INC
CIK 0001122063
Entity typeother
Related Parties
1- filerCIK 0001421464
Filing Metadata
- Form type
- 4
- Filed
- Jan 4, 7:00 PM ET
- Accepted
- Jan 5, 4:35 PM ET
- Size
- 31.3 KB