4//SEC Filing
Frohman Scott 4
Accession 0001144204-11-033979
CIK 0001271075other
Filed
Jun 2, 8:00 PM ET
Accepted
Jun 3, 5:16 PM ET
Size
7.0 KB
Accession
0001144204-11-033979
Insider Transaction Report
Form 4
Frohman Scott
Director
Transactions
- Exercise/Conversion
Common Stock
2011-06-01+1,000,000→ 5,013,393 total - Exercise/Conversion
Series C Convertible Preferred Stock
2011-06-01−10,000→ 0 total→ Common Stock (1,000,000 underlying)
Footnotes (1)
- [F1]As previously reported on a Form 4, the reporting person exercised warrants at $0.015 per share for Series C Preferred Stock. The Series C automatically converted into a 100 shares of the issuer's common stock after the issuer increased its authorized capital. The Series C had no expiration date.
Documents
Issuer
Upstream Worldwide, Inc.
CIK 0001271075
Entity typeother
Related Parties
1- filerCIK 0001346696
Filing Metadata
- Form type
- 4
- Filed
- Jun 2, 8:00 PM ET
- Accepted
- Jun 3, 5:16 PM ET
- Size
- 7.0 KB