HEARN NATALIYA 5
5 · American Rare Earths & Materials, Corp. · Filed Jul 28, 2011
Insider Transaction Report
Form 5
HEARN NATALIYA
Chief Executive Officer
Transactions
- Award
Warrants
2011-01-01+200,000→ 600,000 totalExercise: $0.12From: 2011-01-01Exp: 2012-01-01→ Common Stock (200,000 underlying) - Award
Convertible Debt
2009-11-23+1,686,415→ 1,686,415 totalExercise: $0.45From: 2009-11-23→ Common Stock (3,747,590 underlying)
Holdings
- 1,221,910
Series A Convertible Preferred Stock
Exercise: $5.10From: 2006-02-22→ Common Stock (239,590 underlying) - 452,030
Common Stock
Footnotes (2)
- [F1]Securities issued to Reporting Person as compensation for services performed. Securities issued to Reporting Person as compensation for services performed.Title of Security Exercise PriceGrant date Number of SecuritiesDate exercisableExpiration dateUnderlying securities Warrants0.12 1/01/2009 200,0001/01/20091/01/2012 Common Stock Warrants0.12 1/01/2010 200,0001/01/20101/01/2012 Common Stock Warrants0.12 1/01/2011 200,0001/01/20111/01/2012 Common Stock
- [F2]Security is convertible at any time.