Home/Filings/4/0001144204-11-050148
4//SEC Filing

CONROY PATRICK 4

Accession 0001144204-11-050148

CIK 0001495222other

Filed

Aug 25, 8:00 PM ET

Accepted

Aug 26, 6:32 PM ET

Size

6.9 KB

Accession

0001144204-11-050148

Insider Transaction Report

Form 4
Period: 2011-08-26
CONROY PATRICK
CFO, CCO and Corp. Secretary
Transactions
  • Exercise of In-Money

    Subscription Rights

    2011-08-265,0000 total
    Exercise: $15.00From: 2011-08-03Exp: 2011-08-26Common Stock (1,666 underlying)
  • Exercise of In-Money

    Common Stock

    2011-08-26$15.00/sh+1,666$24,9906,666 total
Footnotes (1)
  • [F1]Subscription rights received pursuant to a pro rata distribution thereof to the stockholders of record of Oxford Lane Capital Corp. as of August 3, 2011 in connection with a rights offering.

Issuer

Oxford Lane Capital Corp.

CIK 0001495222

Entity typeother

Related Parties

1
  • filerCIK 0001272733

Filing Metadata

Form type
4
Filed
Aug 25, 8:00 PM ET
Accepted
Aug 26, 6:32 PM ET
Size
6.9 KB