4//SEC Filing
Emery Rocky V. 4
Accession 0001144204-12-003879
CIK 0000778165other
Filed
Jan 24, 7:00 PM ET
Accepted
Jan 25, 3:19 PM ET
Size
11.5 KB
Accession
0001144204-12-003879
Insider Transaction Report
Form 4
Emery Rocky V.
DirectorSee Remarks10% Owner
Transactions
- Purchase
Common Stock
2012-01-19$0.16/sh+2,500,000$400,000→ 36,121,859 total - PurchaseSwap
Common Stock
2010-10-24$0.04/sh+13,955,525$558,221→ 23,621,859 total - Award
Common Stock
2011-08-15+10,000,000→ 33,621,859 total - Award
Stock Option
2009-05-20+2,500,000→ 2,500,000 totalExercise: $0.16From: 2008-05-20Exp: 2014-05-20→ Common Stock (2,500,000 underlying)
Footnotes (3)
- [F1]Reporting Person received common shares from the conversion of accrued and unpaid salary and fees of $558,221, due at date of conversion, at the conversion rate of $.04 per shares, based upon the average public market price during the 30-day period, May 22, 2010 through June 22, 2010, a transaction approved by the Board of Directors.
- [F2]Reporting Person received a grant of 10,000,000 restricted common shares upon his signing and acceptance of his employment agreement, dated August 15, 2011.
- [F3]On May 20, 2008, Reporting Person received a stock option grant pursuant to the Company's 2009 Stock Grant and Option Plan (the "Stock Option Plan"), approved by the Board of Directors; on January 19, 2012, Reporting Person exercised the stock option grant to acquire all 2,500,000 common shares, at the grant date exercise price of $.16 per shares, electing to pay the exercise price of $400,000 by applying a corresponding amount of back salary due him under his employment agreements, and as permitted by Section 5.4(f) of the Stock Option Plan.
Documents
Issuer
Rock Energy Resources, Inc.
CIK 0000778165
Entity typeother
Related Parties
1- filerCIK 0001422953
Filing Metadata
- Form type
- 4
- Filed
- Jan 24, 7:00 PM ET
- Accepted
- Jan 25, 3:19 PM ET
- Size
- 11.5 KB