Frohman Scott 5
5 · Upstream Worldwide, Inc. · Filed Feb 13, 2012
Insider Transaction Report
Form 5
Frohman Scott
Director
Transactions
- Exercise/Conversion
Common Stock
2011-08-19+2,000,000→ 7,013,393 total - Exercise/Conversion
Series B Convertible Preferred Stock
2011-08-19−40,000→ 0 total→ Common Stock (2,000,000 underlying)
Footnotes (1)
- [F1]The Series B Preferred Stock became convertible at the time the issuer increased its authorized capital on June 1, 2011. The Series B Preferred Stock were converted into 50 shares of the issuer's common stock and expired at the time of conversion.