4//SEC Filing
Hopkin Daniel John 4
Accession 0001144204-12-020384
CIK 0000826773other
Filed
Apr 4, 8:00 PM ET
Accepted
Apr 5, 4:22 PM ET
Size
9.0 KB
Accession
0001144204-12-020384
Insider Transaction Report
Form 4
Hopkin Daniel John
Director
Transactions
- Exercise/Conversion
Common Stock
2012-04-03+7,965→ 15,918 total - Exercise/Conversion
Common Stock
2012-04-03+10,573→ 26,491 total
Holdings
- 0(indirect: See Footnote)
Common Stock
Footnotes (3)
- [F1]Consists of Restricted Stock Units (RSUs), representing the right to receive one share of the issuer's common stock for each vested RSU, that were awarded on September 22, 2011, as a portion of the annual compensation of non-employee members of the Board of Directors of the issuer under the Berliner Communications, Inc. 2009 Omnibus Equity and Incentive Compensation Plan (the "Plan"). The vesting schedule of these RSUs was amended on April 3, 2012 so that they were vested and paid on such date.
- [F2]Consists of RSUs, representing the right to receive one share of the issuer's common stock for each vested RSU, that were awarded on January 3, 2012 as a portion of the annual compensation of non-employee members of the Board of Directors of the issuer under the Plan. The vesting schedule of these RSUs was amended on April 3, 2012 so that they shall vest and be paid in nine (9) equal increments on the last day of each month from April 2012 through December 2012, provided that the reporting person remains in continuous employment or service with the issuer on each applicable vesting date.
- [F3]The reporting person holds an indirect interest in Sector Performance Fund, LP, HM Unitek Coinvest, LP and SPF SBS LP (the "Investment Funds"), which beneficially own an aggregate of 4,521,264 shares of the Common Stock of the issuer. In addition, the reporting person is an officer of Sector Performance LLC (the "General Partner"), which is the direct or indirect general partner of the Investment Funds. The reporting person may be deemed to beneficially own all or a portion of the shares of Common Stock beneficially owned by the Investment Funds; however, the reporting person disclaims beneficial ownership of the shares of Common Stock, except to the extent of any pecuniary interest therein.
Documents
Issuer
UniTek Global Services, Inc.
CIK 0000826773
Entity typeother
Related Parties
1- filerCIK 0001481636
Filing Metadata
- Form type
- 4
- Filed
- Apr 4, 8:00 PM ET
- Accepted
- Apr 5, 4:22 PM ET
- Size
- 9.0 KB