|4Jun 5, 1:39 PM ET

Cohen Jeffrey 4

4 · XCel Brands, Inc. · Filed Jun 5, 2012

Insider Transaction Report

Form 4
Period: 2012-06-01
Cohen Jeffrey
Director10% Owner
Transactions
  • Award

    Common Stock

    2012-06-01+27,66727,667 total
Holdings
  • Common Stock

    (indirect: See Footnote)
    600,110
Footnotes (2)
  • [F1]Represents shares of restricted Common Stock awarded pursuant to a restricted stock award agreement to Mr. Cohen, the vesting date of which is December 1, 2012, provided that Mr. Cohen may extend the vesting date by six-month increments at his sole discretion.
  • [F2]Represents (i) 400,110 shares held by 3 Sixty, Inc., as to which Mr. Cohen has sole voting and dispositive power, and (ii) 200,000 shares held by Earthbound LLC, as to which Mr. Cohen has shared voting and dispositive power.

Documents

1 file
  • 4
    v315178_4.xmlPrimary

    OWNERSHIP DOCUMENT