4//SEC Filing
HARRIS BEN H 4
Accession 0001144204-12-039039
CIK 0000897802other
Filed
Jul 10, 8:00 PM ET
Accepted
Jul 11, 4:56 PM ET
Size
12.2 KB
Accession
0001144204-12-039039
Insider Transaction Report
Form 4
HARRIS BEN H
Director
Transactions
- Exercise of In-Money
3.00% Convertible Preferred Stock, Series A
2012-07-09$50.00/sh+207$10,350→ 207 totalExercise: $0.00→ Common Stock (621 underlying) - Other
Subscription Rights (right to buy)
2012-07-09$0.65/sh+207$135→ 207 totalExercise: $50.00From: 2012-06-15Exp: 2012-07-23→ 3.00% Convertible Preferred Stock, Series A (207 underlying) - Exercise of In-Money
Subscription Rights (right to buy)
2012-07-09−207→ 0 totalExercise: $50.00From: 2012-06-15Exp: 2012-07-23→ 3.00% Convertible Preferred Stock, Series A (207 underlying)
Holdings
- 5,000(indirect: By LLC)
Common Stock
- 2,070
Common Stock
Footnotes (4)
- [F1]Transferable subscription rights ("Rights") were issued on a pro rata basis to stockholders of record as of June 15, 2012 in connection with a rights offering by the Issuer. Each Right entitles its holder to purchase one share of 3.00% Convertible Preferred Stock, Series A ("Preferred Stock") at a subscription price of $50 per share. The rights offering will expire on July 23, 2012 unless extended by the Issuer.
- [F2]The Rights being reported hereunder were purchased on the open market.
- [F3]The shares of Preferred Stock are convertible into common stock immediately upon issuance at the ratio of three shares of common stock for every one share of Preferred Stock, subject to adjustment.
- [F4]The shares of Preferred Stock will be redeemed by the Issuer if not converted prior to July 24, 2017.
Documents
Issuer
SPECIAL OPPORTUNITIES FUND, INC.
CIK 0000897802
Entity typeother
Related Parties
1- filerCIK 0001472352
Filing Metadata
- Form type
- 4
- Filed
- Jul 10, 8:00 PM ET
- Accepted
- Jul 11, 4:56 PM ET
- Size
- 12.2 KB